HALO INVESTMENT SERVICES, LLC
CRD #325613 SEC #801-127670 MANHASSET, NY 312-586-2790
SEC Registered
Total AUM
$32.6M
Discretionary
$0
Employees
15
Clients
0
Accounts
3
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 3, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CONDON, EDWARD, REGIS | I | CEO | NA | Control |
| CONDON, EDWARD, REGIS | I | CEO | NA | Control |
| CONDON, EDWARD, REGIS | I | CEO | NA | Control |
| CONDON, EDWARD, REGIS | I | CEO | NA | Control |
| CONDON, EDWARD, REGIS | I | CEO | NA | Control |
| CONDON, EDWARD, REGIS | I | CEO | NA | Control |
| CONDON, EDWARD, REGIS | I | CEO | NA | Control |
| CONDON, EDWARD, REGIS | I | CEO | NA | Control |
| CONDON, EDWARD, REGIS | I | CEO | NA | Control |
| CONDON, EDWARD, REGIS | I | CEO | NA | Control |
| CONDON, EDWARD, REGIS | I | CEO | NA | Control |
| GILMORE, WALTER, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| GILMORE, WALTER, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| GILMORE, WALTER, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| GILMORE, WALTER, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| MADALONE, FRANK, THOMAS | I | CEO | NA | |
| MADALONE, FRANK, THOMAS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MONOHAN, DENNIS | I | HEAD OF INVESTMENT SOLUTIONS | NA | Control |
| MONOHAN, DENNIS | I | HEAD OF INVESTMENT SOLUTIONS | NA | Control |
| MONOHAN, DENNIS | I | HEAD OF INVESTMENT SOLUTIONS | NA | Control |
| MONOHAN, DENNIS | I | HEAD OF INVESTMENT SOLUTIONS | NA | Control |
| MONOHAN, DENNIS | I | HEAD OF INVESTMENT SOLUTIONS | NA | Control |
| SADZEWICZ, GERY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| SADZEWICZ, GERY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| SADZEWICZ, GERY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| SADZEWICZ, GERY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| SADZEWICZ, GERY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| SADZEWICZ, GERY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| SADZEWICZ, GERY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| SADZEWICZ, GERY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| SADZEWICZ, GERY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| SADZEWICZ, GERY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| SADZEWICZ, GERY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| SADZEWICZ, GERY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| SADZEWICZ, GERY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| SADZEWICZ, GERY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| SADZEWICZ, GERY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| SADZEWICZ, GERY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| WARREN, CHRISTOPHER, CHURCHMAN | I | HEAD OF ASSET & WEALTH MANAGEMENT | NA | Control |
| WARREN, CHRISTOPHER, CHURCHMAN | I | HEAD OF ASSET & WEALTH MANAGEMENT | NA | Control |
| WARREN, CHRISTOPHER, CHURCHMAN | I | HEAD OF ASSET & WEALTH MANAGEMENT | NA | Control |
| WARREN, CHRISTOPHER, CHURCHMAN | I | HEAD OF ASSET & WEALTH MANAGEMENT | NA | Control |
| WARREN, CHRISTOPHER, CHURCHMAN | I | HEAD OF ASSET & WEALTH MANAGEMENT | NA | Control |
| HALO ADVISOR HOLDINGS LLC | DE | OWNER | E | Control |
| HALO ADVISOR HOLDINGS LLC | DE | OWNER | E | Control |
| HALO ADVISOR HOLDINGS LLC | DE | OWNER | E | Control |
| HALO INVESTING, INC. | DE | MEMBER | E | Control |
| HALO INVESTING, INC. | DE | MEMBER | E | Control |
| HALO INVESTING, INC. | DE | MEMBER | E | Control |
| HALO INVESTING, INC. | DE | MEMBER | E | Control |
| HALO INVESTING, INC. | DE | MEMBER | E | Control |
| HALO INVESTING, INC. | DE | MEMBER | E | Control |
| HALO INVESTING, INC. | DE | MEMBER | E | Control |
| HALO INVESTING, INC. | DE | MEMBER | E | Control |
| HALO INVESTING, INC. | DE | MEMBER | E | Control |
| HALO INVESTING, INC. | DE | MEMBER | E | Control |
| HALO INVESTING, INC. | DE | MEMBER | E | Control |
| HALO INVESTING, INC. | DE | MEMBER | E | Control |
| SENTINUS HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| SENTINUS HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| SENTINUS HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| SENTINUS HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| SENTINUS HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| HALO INVESTING, INC. | DE | MEMBER | C | Control |
| HALO INVESTING, INC. | DE | MEMBER | C | Control |
| HALO INVESTING, INC. | DE | MEMBER | C | Control |
| HALO INVESTING, INC. | DE | MEMBER | C | Control |
| HALO INVESTING, INC. | DE | MEMBER | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BARSEMA, JASON, M | I | HALO INVESTING, INC. | D | Control |
| BARSEMA, JASON, M | I | HALO INVESTING, INC. | D | Control |
| BARSEMA, JASON, M | I | HALO INVESTING, INC. | D | Control |
| BARSEMA, JASON, M | I | HALO INVESTING, INC. | D | Control |
| BARSEMA, JASON, M | I | HALO INVESTING, INC. | D | Control |
| BARSEMA, JASON, M | I | HALO INVESTING, INC. | D | Control |
| BARSEMA, JASON, M | I | HALO INVESTING, INC. | D | Control |
| BARSEMA, JASON, M | I | HALO INVESTING, INC. | D | Control |
| BARSEMA, JASON, M | I | HALO INVESTING, INC. | D | Control |
| BARSEMA, JASON, M | I | HALO INVESTING, INC. | D | Control |
| BARSEMA, JASON, M | I | HALO INVESTING, INC. | D | Control |
| BARSEMA, JASON, M | I | HALO INVESTING, INC. | D | Control |
| BARSEMA, JASON, M | I | HALO INVESTING, INC. | D | Control |
| BARSEMA, JASON, M | I | HALO INVESTING, INC. | D | Control |
| BARSEMA, JASON, M | I | HALO INVESTING, INC. | D | Control |
| BARSEMA, JASON, M | I | HALO INVESTING, INC. | D | Control |
| KULATHAKA, SUNNY | I | KULATHAKAL HOLDINGS | D | Control |
| KULATHAKA, SUNNY | I | KULATHAKAL HOLDINGS | D | Control |
| KULATHAKA, SUNNY | I | KULATHAKAL HOLDINGS | D | Control |
| KULATHAKA, SUNNY | I | KULATHAKAL HOLDINGS | D | Control |
| KULATHAKA, SUNNY | I | KULATHAKAL HOLDINGS | D | Control |
| KULATHAKA, SUNNY | I | KULATHAKAL HOLDINGS | D | Control |
| KULATHAKA, SUNNY | I | KULATHAKAL HOLDINGS | D | Control |
| KULATHAKA, SUNNY | I | KULATHAKAL HOLDINGS | D | Control |
| KULATHAKA, SUNNY | I | KULATHAKAL HOLDINGS | D | Control |
| KULATHAKA, SUNNY | I | KULATHAKAL HOLDINGS | D | Control |
| KULATHAKA, SUNNY | I | KULATHAKAL HOLDINGS | D | Control |
| KULATHAKA, SUNNY | I | KULATHAKAL HOLDINGS | D | Control |
| KULATHAKA, SUNNY | I | KULATHAKAL HOLDINGS | D | Control |
| KULATHAKA, SUNNY | I | KULATHAKAL HOLDINGS | D | Control |
| KULATHAKAL HOLDINGS | DE | HALO INVESTING, INC. | D | Control |
| KULATHAKAL HOLDINGS | DE | HALO INVESTING, INC. | D | Control |
| KULATHAKAL HOLDINGS | DE | HALO INVESTING, INC. | D | Control |
| KULATHAKAL HOLDINGS | DE | HALO INVESTING, INC. | D | Control |
| KULATHAKAL HOLDINGS | DE | HALO INVESTING, INC. | D | Control |
| KULATHAKAL HOLDINGS | DE | HALO INVESTING, INC. | D | Control |
| KULATHAKAL HOLDINGS | DE | HALO INVESTING, INC. | D | Control |
| KULATHAKAL HOLDINGS | DE | HALO INVESTING, INC. | D | Control |
| KULATHAKAL HOLDINGS | DE | HALO INVESTING, INC. | D | Control |
| KULATHAKAL HOLDINGS | DE | HALO INVESTING, INC. | D | Control |
| KULATHAKAL HOLDINGS | DE | HALO INVESTING, INC. | D | Control |
| KULATHAKAL HOLDINGS | DE | HALO INVESTING, INC. | D | Control |
| KULATHAKAL HOLDINGS | DE | HALO INVESTING, INC. | D | Control |
| KULATHAKAL HOLDINGS | DE | HALO INVESTING, INC. | D | Control |
| KULATHAKAL, ELIZABETH, SUNNY | I | KULATHAKAL HOLDINGS | D | Control |
| KULATHAKAL, ELIZABETH, SUNNY | I | KULATHAKAL HOLDINGS | D | Control |
| KULATHAKAL, ELIZABETH, SUNNY | I | KULATHAKAL HOLDINGS | D | Control |
| KULATHAKAL, ELIZABETH, SUNNY | I | KULATHAKAL HOLDINGS | D | Control |
| KULATHAKAL, ELIZABETH, SUNNY | I | KULATHAKAL HOLDINGS | D | Control |
| KULATHAKAL, ELIZABETH, SUNNY | I | KULATHAKAL HOLDINGS | D | Control |
| KULATHAKAL, ELIZABETH, SUNNY | I | KULATHAKAL HOLDINGS | D | Control |
| KULATHAKAL, ELIZABETH, SUNNY | I | KULATHAKAL HOLDINGS | D | Control |
| KULATHAKAL, ELIZABETH, SUNNY | I | KULATHAKAL HOLDINGS | D | Control |
| KULATHAKAL, ELIZABETH, SUNNY | I | KULATHAKAL HOLDINGS | D | Control |
| KULATHAKAL, ELIZABETH, SUNNY | I | KULATHAKAL HOLDINGS | D | Control |
| KULATHAKAL, ELIZABETH, SUNNY | I | KULATHAKAL HOLDINGS | D | Control |
| KULATHAKAL, ELIZABETH, SUNNY | I | KULATHAKAL HOLDINGS | D | Control |
| KULATHAKAL, ELIZABETH, SUNNY | I | KULATHAKAL HOLDINGS | D | Control |
| QUALIO, TYLER, DAVID | I | SENTINUS HOLDINGS, LLC | C | Control |
| QUALIO, TYLER, DAVID | I | SENTINUS HOLDINGS, LLC | C | Control |
| QUALIO, TYLER, DAVID | I | SENTINUS HOLDINGS, LLC | C | Control |
| QUALIO, TYLER, DAVID | I | SENTINUS HOLDINGS, LLC | C | Control |
| QUALIO, TYLER, DAVID | I | SENTINUS HOLDINGS, LLC | C | Control |
Registrations
Federal
IA
Jun 3, 2025 REGISTERED
Notice Filings (8)
CA CO FL IL MN MO NJ NY
Address
1129 NORTHERN BLVD.SUITE 404
MANHASSET, NY 11030
United States
Phone: 312-586-2790