AMPLIFY FINANCIAL, LLC
CRD #325721 SEC #801-128942 SCOTTSDALE, AZ 602-562-7800
SEC Registered
Total AUM
$268.8M
Discretionary
$268.8M
Employees
15
Clients
--
Accounts
1,066
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Arizona
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 1, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BRODT, AARON, PAUL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BRODT, AARON, PAUL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BRODT, AARON, PAUL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BRODT, AARON, PAUL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BRODT, AARON, PAUL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BRODT, AARON, PAUL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BRODT, AARON, PAUL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BRODT, AARON, PAUL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BRODT, AARON, PAUL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| Brodt, Heidi, Maria | I | BUSINESS MANAGER | NA | |
| Brodt, Heidi, Maria | I | BUSINESS MANAGER | NA | |
| Brodt, Heidi, Maria | I | BUSINESS MANAGER | NA | |
| Brodt, Heidi, Maria | I | BUSINESS MANAGER | NA | |
| Brodt, Heidi, Maria | I | BUSINESS MANAGER | NA | |
| Brodt, Heidi, Maria | I | BUSINESS MANAGER | NA | |
| Brodt, Heidi, Maria | I | BUSINESS MANAGER | NA | |
| Brodt, Heidi, Maria | I | BUSINESS MANAGER | NA | |
| Brodt, Heidi, Maria | I | BUSINESS MANAGER | NA | |
| Garcia, Peggy, Jolen | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Garcia, Peggy, Jolen | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Garcia, Peggy, Jolen | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Garcia, Peggy, Jolen | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Garcia, Peggy, Jolen | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Garcia, Peggy, Jolen | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Garcia, Peggy, Jolen | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Garcia, Peggy, Jolen | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Garcia, Peggy, Jolen | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HATFIELD, DAVID, T. | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| HATFIELD, DAVID, T. | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| HATFIELD, DAVID, T. | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| HATFIELD, DAVID, T. | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| HATFIELD, DAVID, T. | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| HATFIELD, DAVID, T. | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| HATFIELD, DAVID, T. | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| HATFIELD, DAVID, T. | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| HATFIELD, DAVID, T. | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| Rowley, Jason, Charles | I | CHIEF OF STAFF | NA | |
| AMPLIFY VENTURES GROUP, LLC | DE | MEMBER | E | Control |
| AMPLIFY VENTURES GROUP, LLC | DE | MEMBER | E | Control |
| AMPLIFY VENTURES GROUP, LLC | DE | MEMBER | E | Control |
| AMPLIFY VENTURES GROUP, LLC | DE | MEMBER | E | Control |
| AMPLIFY VENTURES GROUP, LLC | DE | MEMBER | E | Control |
| AMPLIFY VENTURES GROUP, LLC | DE | MEMBER | E | Control |
| AMPLIFY VENTURES GROUP, LLC | DE | MEMBER | E | Control |
| AMPLIFY VENTURES GROUP, LLC | DE | MEMBER | E | Control |
| AMPLIFY VENTURES GROUP, LLC | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| HANA HOLDINGS, LLC | DE | AMPLIFY VENTURES GROUP, LLC | D | Control |
| HANA HOLDINGS, LLC | DE | AMPLIFY VENTURES GROUP, LLC | D | Control |
| HANA HOLDINGS, LLC | DE | AMPLIFY VENTURES GROUP, LLC | D | Control |
| HANA HOLDINGS, LLC | DE | AMPLIFY VENTURES GROUP, LLC | D | Control |
| HANA HOLDINGS, LLC | DE | AMPLIFY VENTURES GROUP, LLC | D | Control |
| HANA HOLDINGS, LLC | DE | AMPLIFY VENTURES GROUP, LLC | D | Control |
| HANA HOLDINGS, LLC | DE | AMPLIFY VENTURES GROUP, LLC | D | Control |
| HANA HOLDINGS, LLC | DE | AMPLIFY VENTURES GROUP, LLC | D | Control |
| WEALTHVISION, LLC | DE | AMPLIFY VENTURES GROUP, LLC | D | Control |
| WEALTHVISION, LLC | DE | AMPLIFY VENTURES GROUP, LLC | D | Control |
| WEALTHVISION, LLC | DE | AMPLIFY VENTURES GROUP, LLC | D | Control |
| WEALTHVISION, LLC | DE | AMPLIFY VENTURES GROUP, LLC | D | Control |
| WEALTHVISION, LLC | DE | AMPLIFY VENTURES GROUP, LLC | D | Control |
| WEALTHVISION, LLC | DE | AMPLIFY VENTURES GROUP, LLC | D | Control |
| WEALTHVISION, LLC | DE | AMPLIFY VENTURES GROUP, LLC | D | Control |
| WEALTHVISION, LLC | DE | AMPLIFY VENTURES GROUP, LLC | D | Control |
Registrations
Federal
IA
Apr 1, 2025 REGISTERED
Notice Filings (1)
AZ
Address
8605 EAST RAINTREE DRIVESUITE 275
SCOTTSDALE, AZ 85260
United States
Phone: 602-562-7800