FRANKLIN MANAGED OPTIONS STRATEGIES, LLC
CRD #325732 SEC #801-127676 STAMFORD, CT (888) 865-7268
SEC Registered
Total AUM
$972.5M
Discretionary
$801.2M
Employees
12
Clients
0
Accounts
474
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- SEPTEMBER
- Registration Date
- --
- Latest Filing
- Dec 8, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BERGGREN, BRADLEY, SCOTT | I | SVP; CO-CHIEF INVESTMENT OFFICER | NA | |
| BERGGREN, BRADLEY, SCOTT | I | SVP; CO-CHIEF INVESTMENT OFFICER | NA | |
| BERGGREN, BRADLEY, SCOTT | I | SVP; CO-CHIEF INVESTMENT OFFICER | NA | |
| BERGGREN, BRADLEY, SCOTT | I | SVP; CO-CHIEF INVESTMENT OFFICER | NA | |
| BERGGREN, BRADLEY, SCOTT | I | SVP; CO-CHIEF INVESTMENT OFFICER | NA | |
| BERGGREN, BRADLEY, SCOTT | I | SVP; CO-CHIEF INVESTMENT OFFICER | NA | |
| BERGGREN, BRADLEY, SCOTT | I | SVP; CO-CHIEF INVESTMENT OFFICER | NA | |
| BERGGREN, BRADLEY, SCOTT | I | SVP; CO-CHIEF INVESTMENT OFFICER | NA | |
| Cieprisz, Kenneth, David | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Cieprisz, Kenneth, David | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Devereaux, Anne, P | I | CHIEF COMPLIANCE OFFICER | NA | |
| Devereaux, Anne, P | I | CHIEF COMPLIANCE OFFICER | NA | |
| Devereaux, Anne, P | I | CHIEF COMPLIANCE OFFICER | NA | |
| Devereaux, Anne, P | I | CHIEF COMPLIANCE OFFICER | NA | |
| Devereaux, Anne, P | I | CHIEF COMPLIANCE OFFICER | NA | |
| Devereaux, Anne, P | I | CHIEF COMPLIANCE OFFICER | NA | |
| Devereaux, Anne, P | I | CHIEF COMPLIANCE OFFICER | NA | |
| Devereaux, Anne, P | I | CHIEF COMPLIANCE OFFICER | NA | |
| O'Malley, Beth | I | VICE PRESIDENT & SECRETARY | NA | |
| O'Malley, Beth | I | VICE PRESIDENT & SECRETARY | NA | |
| O'Malley, Beth | I | VICE PRESIDENT & SECRETARY | NA | |
| O'Malley, Beth | I | VICE PRESIDENT & SECRETARY | NA | |
| O'Malley, Beth | I | VICE PRESIDENT & SECRETARY | NA | |
| O'Malley, Beth | I | VICE PRESIDENT & SECRETARY | NA | |
| O'Malley, Beth | I | VICE PRESIDENT & SECRETARY | NA | |
| O'Malley, Beth | I | VICE PRESIDENT & SECRETARY | NA | |
| O'Malley, Beth | I | VICE PRESIDENT & SECRETARY | NA | |
| O'Malley, Beth | I | VICE PRESIDENT & SECRETARY | NA | |
| ORSECK, JONATHAN | I | SVP; CO-CHIEF INVESTMENT OFFICER | NA | |
| ORSECK, JONATHAN | I | SVP; CO-CHIEF INVESTMENT OFFICER | NA | |
| ORSECK, JONATHAN | I | SVP; CO-CHIEF INVESTMENT OFFICER | NA | |
| ORSECK, JONATHAN | I | SVP; CO-CHIEF INVESTMENT OFFICER | NA | |
| ORSECK, JONATHAN | I | SVP; CO-CHIEF INVESTMENT OFFICER | NA | |
| ORSECK, JONATHAN | I | SVP; CO-CHIEF INVESTMENT OFFICER | NA | |
| ORSECK, JONATHAN | I | SVP; CO-CHIEF INVESTMENT OFFICER | NA | |
| ORSECK, JONATHAN | I | SVP; CO-CHIEF INVESTMENT OFFICER | NA | |
| PARADISO, ROGER, NMN | I | PRESIDENT | NA | Control |
| PARADISO, ROGER, NMN | I | PRESIDENT | NA | Control |
| PARADISO, ROGER, NMN | I | PRESIDENT | NA | Control |
| PARADISO, ROGER, NMN | I | PRESIDENT | NA | Control |
| PARADISO, ROGER, NMN | I | PRESIDENT | NA | Control |
| PARADISO, ROGER, NMN | I | PRESIDENT | NA | Control |
| PARADISO, ROGER, NMN | I | PRESIDENT | NA | Control |
| PARADISO, ROGER, NMN | I | PRESIDENT | NA | Control |
| PARADISO, ROGER, NMN | I | PRESIDENT | NA | Control |
| PARADISO, ROGER, NMN | I | PRESIDENT | NA | Control |
| SMITH, KRISTOPHER, RYAN | I | VICE PRESIDENT | NA | Control |
| SMITH, KRISTOPHER, RYAN | I | VICE PRESIDENT | NA | Control |
| SMITH, KRISTOPHER, RYAN | I | VICE PRESIDENT | NA | Control |
| SMITH, KRISTOPHER, RYAN | I | VICE PRESIDENT | NA | Control |
| SMITH, KRISTOPHER, RYAN | I | VICE PRESIDENT | NA | Control |
| SMITH, KRISTOPHER, RYAN | I | VICE PRESIDENT | NA | Control |
| SMITH, KRISTOPHER, RYAN | I | VICE PRESIDENT | NA | Control |
| SMITH, KRISTOPHER, RYAN | I | VICE PRESIDENT | NA | Control |
| SMITH, KRISTOPHER, RYAN | I | VICE PRESIDENT | NA | Control |
| SMITH, KRISTOPHER, RYAN | I | VICE PRESIDENT | NA | Control |
| TEMPLETON WORLDWIDE INC. | DE | SHAREHOLDER | E | Control |
| TEMPLETON WORLDWIDE INC. | DE | SHAREHOLDER | E | Control |
| TEMPLETON WORLDWIDE INC. | DE | SHAREHOLDER | E | Control |
| TEMPLETON WORLDWIDE INC. | DE | SHAREHOLDER | E | Control |
| TEMPLETON WORLDWIDE INC. | DE | SHAREHOLDER | E | Control |
| TEMPLETON WORLDWIDE INC. | DE | SHAREHOLDER | E | Control |
| TEMPLETON WORLDWIDE INC. | DE | SHAREHOLDER | E | Control |
| TEMPLETON WORLDWIDE INC. | DE | SHAREHOLDER | E | Control |
| TEMPLETON WORLDWIDE INC. | DE | SHAREHOLDER | E | Control |
| TEMPLETON WORLDWIDE INC. | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| FRANKLIN RESOURCES INC. | DE | LEGG MASON INC. | E | Control |
| FRANKLIN RESOURCES INC. | DE | LEGG MASON INC. | E | Control |
| FRANKLIN RESOURCES INC. | DE | LEGG MASON INC. | E | Control |
| FRANKLIN RESOURCES INC. | DE | LEGG MASON INC. | E | Control |
| FRANKLIN RESOURCES INC. | DE | LEGG MASON INC. | E | Control |
| FRANKLIN RESOURCES INC. | DE | LEGG MASON INC. | E | Control |
| LEGG MASON INC. | DE | TEMPLETON WORLDWIDE INC. | E | Control |
| LEGG MASON INC. | DE | TEMPLETON WORLDWIDE INC. | E | Control |
| LEGG MASON INC. | DE | TEMPLETON WORLDWIDE INC. | E | Control |
| LEGG MASON INC. | DE | TEMPLETON WORLDWIDE INC. | E | Control |
| LEGG MASON INC. | DE | TEMPLETON WORLDWIDE INC. | E | Control |
| LEGG MASON INC. | DE | TEMPLETON WORLDWIDE INC. | E | Control |
Registrations
Federal
IA
Dec 8, 2025 REGISTERED
Notice Filings (2)
CT NY
Address
100 FIRST STAMFORD PLACE5TH FLOOR
STAMFORD, CT 06902
United States
Phone: (888) 865-7268