WILLOW FINANCIAL LLC
Legal name: WILLOW
CRD #325785 SEC #801-131403 ROGERS, AR (479) 709-3949
SEC Registered
Total AUM
$110.1M
Discretionary
$110.1M
Employees
5
Clients
1
Accounts
326
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Arkansas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 14, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SCHMITT, STEVEN, MICHAEL | I | MANAGING MEMBER / PRINCIPAL | D | Control |
| SCHMITT, STEVEN, MICHAEL | I | MANAGING MEMBER / PRINCIPAL | D | Control |
| SCHMITT, STEVEN, MICHAEL | I | MANAGING MEMBER / PRINCIPAL | D | Control |
| SCHMITT, STEVEN, MICHAEL | I | MANAGING MEMBER / PRINCIPAL | D | Control |
| SCHMITT, STEVEN, MICHAEL | I | MANAGING MEMBER / PRINCIPAL | D | Control |
| SCHMITT, STEVEN, MICHAEL | I | MANAGING MEMBER / PRINCIPAL | D | Control |
| SCHMITT, STEVEN, MICHAEL | I | MANAGING MEMBER / PRINCIPAL | D | Control |
| SCHMITT, STEVEN, MICHAEL | I | MANAGING MEMBER / PRINCIPAL | D | Control |
| SCHMITT, STEVEN, MICHAEL | I | MANAGING MEMBER / PRINCIPAL | D | Control |
| SCHMITT, STEVEN, MICHAEL | I | MANAGING MEMBER / PRINCIPAL | D | Control |
| SCHMITT, STEVEN, MICHAEL | I | MANAGING MEMBER / PRINCIPAL | D | Control |
| SCHMITT, STEVEN, MICHAEL | I | MANAGING MEMBER / PRINCIPAL | D | Control |
| SCHMITT, STEVEN, MICHAEL | I | MANAGING MEMBER / PRINCIPAL | D | Control |
| SCHMITT, STEVEN, MICHAEL | I | MANAGING MEMBER / PRINCIPAL | D | Control |
| SCHMITT, STEVEN, MICHAEL | I | MANAGING MEMBER / PRINCIPAL | D | Control |
| SCHMITT, STEVEN, MICHAEL | I | MANAGING MEMBER / PRINCIPAL | D | Control |
| SCHMITT, STEVEN, MICHAEL | I | MANAGING MEMBER / PRINCIPAL | D | Control |
| KAPLER, PHILIP, A | I | MEMBER / PRINCIPAL AND CHIEF COMPLIANCE OFFICER | C | Control |
| KAPLER, PHILIP, A | I | MEMBER / PRINCIPAL AND CHIEF COMPLIANCE OFFICER | C | Control |
| KAPLER, PHILIP, A | I | MEMBER / PRINCIPAL AND CHIEF COMPLIANCE OFFICER | C | Control |
| KAPLER, PHILIP, A | I | MEMBER / PRINCIPAL AND CHIEF COMPLIANCE OFFICER | C | Control |
| KAPLER, PHILIP, A | I | MEMBER / PRINCIPAL AND CHIEF COMPLIANCE OFFICER | C | Control |
| KAPLER, PHILIP, A | I | MEMBER / PRINCIPAL AND CHIEF COMPLIANCE OFFICER | C | Control |
| KAPLER, PHILIP, A | I | MEMBER / PRINCIPAL AND CHIEF COMPLIANCE OFFICER | C | Control |
| KAPLER, PHILIP, A | I | MEMBER / PRINCIPAL AND CHIEF COMPLIANCE OFFICER | C | Control |
| KAPLER, PHILIP, A | I | MEMBER / PRINCIPAL AND CHIEF COMPLIANCE OFFICER | C | Control |
| KAPLER, PHILIP, A | I | MEMBER / PRINCIPAL AND CHIEF COMPLIANCE OFFICER | C | Control |
| KAPLER, PHILIP, A | I | MEMBER / PRINCIPAL AND CHIEF COMPLIANCE OFFICER | C | Control |
| KAPLER, PHILIP, A | I | MEMBER / PRINCIPAL AND CHIEF COMPLIANCE OFFICER | C | Control |
| KAPLER, PHILIP, A | I | MEMBER / PRINCIPAL AND CHIEF COMPLIANCE OFFICER | C | Control |
| KAPLER, PHILIP, A | I | MEMBER / PRINCIPAL AND CHIEF COMPLIANCE OFFICER | C | Control |
| KAPLER, PHILIP, A | I | MEMBER / PRINCIPAL AND CHIEF COMPLIANCE OFFICER | C | Control |
| KAPLER, PHILIP, A | I | MEMBER / PRINCIPAL AND CHIEF COMPLIANCE OFFICER | C | Control |
| KAPLER, PHILIP, A | I | MEMBER / PRINCIPAL AND CHIEF COMPLIANCE OFFICER | C | Control |
| Derden, Madison, Elizabeth | I | MEMBER, FINANCIAL ADVISOR | A | Control |
| Derden, Madison, Elizabeth | I | MEMBER, FINANCIAL ADVISOR | A | Control |
| Derden, Madison, Elizabeth | I | MEMBER, FINANCIAL ADVISOR | A | Control |
| Derden, Madison, Elizabeth | I | MEMBER, FINANCIAL ADVISOR | A | Control |
| Derden, Madison, Elizabeth | I | MEMBER, FINANCIAL ADVISOR | A | Control |
Registrations
Federal
IA
Nov 14, 2025 REGISTERED
Notice Filings (9)
AL AR FL IL MO MS OK TN TX
Address
2860 WEST WALNUT STREETSUITE 100
ROGERS, AR 72756
United States
Phone: (479) 709-3949