RIA Intelligence

NAVIGATE FINANCIAL LLC

CRD #325945 SEC #801-128078 SALT LAKE CITY, UT 801-905-1644
SEC Registered
Total AUM
$300.2M
Discretionary
$69.5M
Employees
2
Clients
101
Accounts
237

Firm Details

Organization Type
Limited Liability Company
State of Formation
Utah
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Feb 18, 2025
Branch Offices
0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
Karkanen, NicholasICHIEF COMPLIANCE OFFICERNA
Karkanen, NicholasICHIEF COMPLIANCE OFFICERNA
NAVIGATE FINANCIAL HOLDINGS LLCDEHOLDING COMPANYE Control
NAVIGATE FINANCIAL HOLDINGS LLCDEHOLDING COMPANYE Control
DRIGGS, BENJAMIN, WESTIMEMBER & CHIEF COMPLIANCE OFFICERD Control
DRIGGS, BENJAMIN, WESTICHIEF COMPLIANCE OFFICERD Control
DRIGGS, BENJAMIN, WESTIMANAGING MEMBER & CHIEF COMPLIANCE OFFICERD Control
DRIGGS, BENJAMIN, WESTIMEMBER & CHIEF COMPLIANCE OFFICERD Control
DRIGGS, BENJAMIN, WESTIMEMBER & CHIEF COMPLIANCE OFFICERD Control
SMITH, TIFFANYIMEMBERD Control
SMITH, TIFFANYIMANAGING MEMBERD Control
SMITH, TIFFANYIMANAGING MEMBERD Control
SMITH, TIFFANYIMEMBERD Control
SMITH, TIFFANYIMEMBERD Control

Registrations

Federal

IA
Feb 18, 2025 REGISTERED

Notice Filings (3)

NH TX UT

Address

999 E. MURRAY HOLLADAY RD
SUITE 202
SALT LAKE CITY, UT 84117
United States
Phone: 801-905-1644