16ROCK ASSET MANAGEMENT LLC
CRD #326709 SEC #801-128077 NEW YORK, NY 212-332-1600
SEC Registered Private Funds
Total AUM
$66.9M
Discretionary
$66.9M
Employees
1
Clients
0
Accounts
10
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 1, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LEE, JOHN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEE, JOHN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEE, JOHN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEE, JOHN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEE, JOHN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEE, JOHN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEE, JOHN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEE, JOHN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEE, JOHN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEE, JOHN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| 16TH AMENDMENT ADVISORS LLC | DE | MANAGING MEMBER | D | Control |
| 16TH AMENDMENT ADVISORS LLC | DE | MANAGING MEMBER | D | Control |
| 16TH AMENDMENT ADVISORS LLC | DE | MANAGING MEMBER | D | Control |
| 16TH AMENDMENT ADVISORS LLC | DE | MANAGING MEMBER | D | Control |
| 16TH AMENDMENT ADVISORS LLC | DE | MANAGING MEMBER | D | Control |
| 16TH AMENDMENT ADVISORS LLC | DE | MANAGING MEMBER | D | Control |
| 16TH AMENDMENT ADVISORS LLC | DE | MANAGING MEMBER | D | Control |
| 16TH AMENDMENT ADVISORS LLC | DE | MANAGING MEMBER | D | Control |
| 16TH AMENDMENT ADVISORS LLC | DE | MANAGING MEMBER | D | Control |
| 16TH AMENDMENT ADVISORS LLC | DE | MANAGING MEMBER | D | Control |
| PRUSKOWSKI, JAMES, TRACY | I | MEMBER | C | Control |
| PRUSKOWSKI, JAMES, TRACY | I | MEMBER | C | Control |
| PRUSKOWSKI, JAMES, TRACY | I | MEMBER | C | Control |
| PRUSKOWSKI, JAMES, TRACY | I | MEMBER | C | Control |
| PRUSKOWSKI, JAMES, TRACY | I | MEMBER | C | Control |
| PRUSKOWSKI, JAMES, TRACY | I | MEMBER | C | Control |
| PRUSKOWSKI, JAMES, TRACY | I | MEMBER | C | Control |
| PRUSKOWSKI, JAMES, TRACY | I | MEMBER | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| LEE, JOHN, JOSEPH | I | 16TH AMENDMENT ADVISORS LLC | C | Control |
| LEE, JOHN, JOSEPH | I | 16TH AMENDMENT ADVISORS LLC | C | Control |
| LEE, JOHN, JOSEPH | I | 16TH AMENDMENT ADVISORS LLC | C | Control |
| LEE, JOHN, JOSEPH | I | 16TH AMENDMENT ADVISORS LLC | C | Control |
| LEE, JOHN, JOSEPH | I | 16TH AMENDMENT ADVISORS LLC | C | Control |
| LEE, JOHN, JOSEPH | I | 16TH AMENDMENT ADVISORS LLC | C | Control |
| MCCARTHY, RICHARD, JED | I | 16TH AMENDMENT ADVISORS LLC | C | Control |
| MCCARTHY, RICHARD, JED | I | 16TH AMENDMENT ADVISORS LLC | C | Control |
| MCCARTHY, RICHARD, JED | I | 16TH AMENDMENT ADVISORS LLC | C | Control |
| MCCARTHY, RICHARD, JED | I | 16TH AMENDMENT ADVISORS LLC | C | Control |
| MCCARTHY, RICHARD, JED | I | 16TH AMENDMENT ADVISORS LLC | C | Control |
| MCCARTHY, RICHARD, JED | I | 16TH AMENDMENT ADVISORS LLC | C | Control |
Registrations
Federal
IA
Jul 1, 2025 REGISTERED
Notice Filings (1)
NY
Address
ONE ROCKEFELLER PLAZASUITE 2130
NEW YORK, NY 10020
United States
Phone: 212-332-1600