WOLFE RESEARCH ADVISORS, LLC
CRD #326717 SEC #801-128154 NEW YORK, NY 646-845-0700
SEC Registered
Total AUM
$25M
Discretionary
$0
Employees
154
Clients
0
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 17, 2025
- Branch Offices
- 3
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GANG, THOMAS, PAUL | I | CHIEF FINANCIAL OFFICER/ FINOP | NA | |
| GANG, THOMAS, PAUL | I | CHIEF FINANCIAL OFFICER/ FINOP | NA | |
| GANG, THOMAS, PAUL | I | CHIEF FINANCIAL OFFICER/ FINOP | NA | |
| GANG, THOMAS, PAUL | I | CHIEF FINANCIAL OFFICER/ FINOP | NA | |
| JORDAN, FRANCIS | I | CHIEF FINANCIAL OFFICER/ FINOP | NA | |
| JORDAN, FRANCIS | I | CHIEF FINANCIAL OFFICER/ FINOP | NA | |
| LAMKE, JAMES, DANIEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| LAMKE, JAMES, DANIEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| LAMKE, JAMES, DANIEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| PALLANTE, SANDRA, MARIE | I | GENERAL COUNSEL | NA | |
| PALLANTE, SANDRA, MARIE | I | GENERAL COUNSEL | NA | |
| PALLANTE, SANDRA, MARIE | I | GENERAL COUNSEL | NA | |
| PALLANTE, SANDRA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| PALLANTE, SANDRA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| PALLANTE, SANDRA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| WOLFE, EDWARD, MARK | I | CEO | NA | Control |
| WOLFE, EDWARD, MARK | I | CEO | NA | Control |
| WOLFE, EDWARD, MARK | I | CEO | NA | Control |
| WOLFE, EDWARD, MARK | I | CEO | NA | Control |
| WOLFE, EDWARD, MARK | I | CEO | NA | Control |
| WOLFE, EDWARD, MARK | I | CEO | NA | Control |
| WOLFE HOLDCO, LLC | DE | SOLE OWNER | E | Control |
| WOLFE HOLDCO, LLC | DE | SOLE OWNER | E | Control |
| WOLFE HOLDCO, LLC | DE | SOLE OWNER | E | Control |
| WOLFE HOLDCO, LLC | DE | SOLE OWNER | E | Control |
| WOLFE HOLDCO, LLC | DE | SOLE OWNER | E | Control |
| WOLFE HOLDCO, LLC | DE | SOLE OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| WOLFE, EDWARD, MARK | I | WOLFE HOLDCO, LLC | E | Control |
| WOLFE, EDWARD, MARK | I | WOLFE HOLDCO, LLC | E | Control |
| WOLFE, EDWARD, MARK | I | WOLFE HOLDCO, LLC | E | Control |
| WOLFE, EDWARD, MARK | I | WOLFE HOLDCO, LLC | E | Control |
| WOLFE, EDWARD, MARK | I | WOLFE HOLDCO, LLC | E | Control |
Registrations
Federal
IA
Apr 17, 2025 REGISTERED
Notice Filings (1)
TX
Address
757 3RD AVENUE6TH FLOOR
NEW YORK, NY 10017
United States
Phone: 646-845-0700