POINTER FINANCIAL ADVISORS LLC
CRD #326745 SEC #801-128061 COLUMBIA, MD 301-804-0250
SEC Registered
Total AUM
$139.4M
Discretionary
$139.4M
Employees
4
Clients
0
Accounts
499
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Maryland
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 14, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MUDD, TIMOTHY, NICHOLAS | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | E | Control |
| MUDD, TIMOTHY, NICHOLAS | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | E | Control |
| MUDD, TIMOTHY, NICHOLAS | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | E | Control |
| MUDD, TIMOTHY, NICHOLAS | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | E | Control |
| MUDD, TIMOTHY, NICHOLAS | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER, PRINCIPAL | E | Control |
| Mudd, Christina | I | CHIEF COMPLIANCE OFFICER | E | Control |
| Mudd, Christina, Ruth | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, AND CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 14, 2025 REGISTERED
Notice Filings (6)
FL MD NC PA SC VA
Address
10500 LITTLE PATUXENT PARKWAYSUITE 460
COLUMBIA, MD 21044
United States
Phone: 301-804-0250