LUCAS GROUP FINANCIAL ADVISORS, LLC
CRD #326880 SEC #801-131602 FREEPORT, IL 815-235-9610
SEC Registered
Total AUM
$329M
Discretionary
$279.4M
Employees
9
Clients
1
Accounts
1,115
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Illinois
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 10, 2025
- Branch Offices
- 2
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| WALLEM, JEFFERY, PAUL | I | PARTNER AND WEALTH ADVISOR | NA | Control |
| WALLEM, JEFFERY, PAUL | I | PARTNER AND WEALTH ADVISOR | NA | Control |
| WALLEM, JEFFERY, PAUL | I | PARTNER AND WEALTH ADVISOR | NA | Control |
| BEGGIN, LUCAS, ARTHUR | I | PARTNER AND WEALTH ADVISOR | E | Control |
| BEGGIN, LUCAS, ARTHUR | I | PARTNER AND WEALTH ADVISOR | E | Control |
| BEGGIN, LUCAS, ARTHUR | I | PARTNER AND WEALTH ADVISOR | E | Control |
| SULLIVAN, MICHAEL, EDWARD | I | CO-OWNER | CHIEF COMPLIANCE OFFICER | D | Control |
| SULLIVAN, MICHAEL, EDWARD | I | CO-OWNER | CHIEF COMPLIANCE OFFICER | D | Control |
| WALLEM, JEFFERY, PAUL | I | CO-OWNER | DIRECTOR | D | Control |
| WALLEM, JEFFERY, PAUL | I | CO-OWNER | DIRECTOR | D | Control |
| DOWNING, KATHERINE, ALICIA | I | WEALTH ADVISOR AND CHIEF COMPLIANCE OFFICER | B | Control |
| DOWNING, KATHERINE, ALICIA | I | WEALTH ADVISOR AND CHIEF COMPLIANCE OFFICER | B | Control |
| DOWNING, KATHERINE, ALICIA | I | WEALTH ADVISOR AND CHIEF COMPLIANCE OFFICER | B | Control |
| STEWART, ANDREW, LEE | I | PARTNER AND WEALTH ADVISOR | B | Control |
| STEWART, ANDREW, LEE | I | PARTNER AND WEALTH ADVISOR | B | Control |
| STEWART, ANDREW, LEE | I | PARTNER AND WEALTH ADVISOR | B | Control |
Registrations
Federal
IA
Dec 10, 2025 REGISTERED
Notice Filings (6)
FL IA IL NE NH WI
Address
1753 S. WEST AVENUEFREEPORT, IL 61032
United States
Phone: 815-235-9610