HOLDINGS INVESTMENT ADVISORS LLC
Legal name: HOLDINGZ
CRD #326907 SEC #801-128388 SAN FRANCISCO, CA 888-806-1639
SEC Registered
Total AUM
--
Discretionary
--
Employees
2
Clients
--
Accounts
--
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- JANUARY
- Registration Date
- --
- Latest Filing
- Jan 26, 2024
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Hansen, Molly | I | CHIEF COMPLIANCE OFFICER (CCO) | NA | Control |
| Hansen, Molly | I | CHIEF COMPLIANCE OFFICER (CCO) | NA | Control |
| Hansen, Molly | I | CHIEF COMPLIANCE OFFICER (CCO) | NA | Control |
| Hansen, Molly | I | CHIEF COMPLIANCE OFFICER (CCO) | NA | Control |
| Wertz, Jesse, Kenneth | I | CCO | NA | |
| Wertz, Jesse, Kenneth | I | CCO | NA | |
| Wertz, Jesse, Kenneth | I | CCO | NA | |
| GARCIA, JASON, R | I | FOUNDER AND CEO | E | Control |
| GARCIA, JASON, R | I | FOUNDER AND CEO | E | Control |
| GARCIA, JASON, R | I | FOUNDER AND CEO | E | Control |
| GARCIA, JASON, R | I | FOUNDER AND CEO | E | Control |
| GARCIA, JASON, R | I | FOUNDER AND CEO | E | Control |
| GARCIA, JASON, R | I | FOUNDER AND CEO | E | Control |
| GARCIA, JASON, R | I | FOUNDER AND CEO | E | Control |
| GARCIA, JASON, R | I | FOUNDER AND CEO | E | Control |
| GARCIA, JASON, R | I | FOUNDER AND CEO | E | Control |
| GARCIA, JASON, R | I | CCO | D | Control |
| GARCIA, JASON, R | I | CCO | D | Control |
Registrations
Federal
IA
Jan 26, 2024 REGISTERED
Notice Filings (52)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VI VT WA WI WV
Address
2261 MARKET STREET NUM 5149SAN FRANCISCO, CA 94114
United States
Phone: 888-806-1639