ROC360 ADVISORS LLC
CRD #326954 SEC #801-128209 NEW YORK, NY 212-607-8333
SEC Registered Private Funds
Total AUM
$907M
Discretionary
$907M
Employees
41
Clients
--
Accounts
6
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 9, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BENNETT, MICHAEL, R | I | CHIEF REVENUE OFFICER | NA | Control |
| BENNETT, MICHAEL, RAYMOND | I | CHIEF REVENUE OFFICER | NA | Control |
| BENNETT, MICHAEL, RAYMOND | I | CHIEF REVENUE OFFICER | NA | Control |
| BENNETT, MICHAEL, RAYMOND | I | CHIEF REVENUE OFFICER | NA | Control |
| BENNETT, MICHAEL, RAYMOND | I | CHIEF REVENUE OFFICER | NA | Control |
| BENNETT, MICHAEL, RAYMOND | I | CHIEF REVENUE OFFICER | NA | Control |
| BENNETT, MICHAEL, RAYMOND | I | CHIEF REVENUE OFFICER | NA | Control |
| CHEN, SHANGZHENG | I | PORTFOLIO MANAGER | NA | Control |
| CHEN, SHANGZHENG | I | PORTFOLIO MANAGER | NA | Control |
| Demasi, Lauren | I | CHIEF LEGAL OFFICER | NA | Control |
| Demasi, Lauren | I | CHIEF LEGAL OFFICER | NA | Control |
| GLIDEWELL, GAIL, NMN | I | CHIEF LEGAL OFFICER | NA | Control |
| GLIDEWELL, GAIL, NMN | I | CHIEF LEGAL OFFICER | NA | Control |
| GLIDEWELL, GAIL, NMN | I | CHIEF LEGAL OFFICER | NA | Control |
| GLIDEWELL, GAIL, NMN | I | CHIEF LEGAL OFFICER | NA | Control |
| Glidewell, Gail | I | CHIEF LEGAL OFFICER | NA | Control |
| MACCORDY, GREGORY, WAYNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MACCORDY, GREGORY, WAYNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MACCORDY, GREGORY, WAYNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MACCORDY, GREGORY, WAYNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MACCORDY, GREGORY, WAYNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MACCORDY, GREGORY, WAYNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| ROSSETTI, NICHOLAS, J | I | PORTFOLIO MANAGER | NA | Control |
| ROSSETTI, NICHOLAS, J | I | PORTFOLIO MANAGER | NA | Control |
| ROSSETTI, NICHOLAS, J | I | PORTFOLIO MANAGER | NA | Control |
| ROSSETTI, NICHOLAS, J | I | PORTFOLIO MANAGER | NA | Control |
| ROSSETTI, NICHOLAS, J | I | PORTFOLIO MANAGER | NA | Control |
| SONIS, GREGORY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SONIS, GREGORY, NMN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SONIS, GREGORY, NMN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SONIS, GREGORY, NMN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SONIS, GREGORY, NMN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SONIS, GREGORY, NMN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SONIS, GREGORY, NMN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| TERENZIO, SUSAN, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Whelan, Andrew, Michael | I | CHIEF OPERATING OFFICER | NA | Control |
| Whelan, Andrew, Michael | I | PRESIDENT | NA | Control |
| Whelan, Andrew, Michael | I | CHIEF OPERATING OFFICER | NA | Control |
| Whelan, Andrew, Michael | I | PRESIDENT | NA | Control |
| Whelan, Andrew, Michael | I | PRESIDENT | NA | Control |
| Whelan, Andrew, Michael | I | PRESIDENT | NA | Control |
| Whelan, Andrew, Michael | I | PRESIDENT | NA | Control |
| ROC CAPITAL HOLDINGS LLC | DE | OWNER | E | Control |
| ROC CAPITAL HOLDINGS LLC | DE | OWNER | E | Control |
| ROC CAPITAL HOLDINGS LLC | DE | OWNER | E | Control |
| ROC CAPITAL HOLDINGS LLC | DE | OWNER | E | Control |
| ROC CAPITAL HOLDINGS LLC | DE | OWNER | E | Control |
| ROC CAPITAL HOLDINGS LLC | DE | OWNER | E | Control |
| ROC CAPITAL HOLDINGS LLC | DE | OWNER | E | Control |
| STAVINSKY, MAKSIM | I | CHIE FEXECUTIVE OFFICER | B | Control |
| STAVINSKY, MAKSIM, NMN | I | CHIE FEXECUTIVE OFFICER | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| Abramovich, Eric, Zell | I | ROC CAPITAL HOLDINGS LLC | F | Control |
| Abramovich, Eric, Zell | I | ROC CAPITAL HOLDINGS LLC | F | Control |
| Abramovich, Eric, Zell | I | ROC CAPITAL HOLDINGS LLC | F | Control |
| STAVINSKY, MAKSIM, NMN | I | ROC CAPITAL HOLDINGS LLC | F | Control |
| STAVINSKY, MAKSIM, NMN | I | ROC CAPITAL HOLDINGS LLC | F | Control |
| STAVINSKY, MAKSIM, NMN | I | ROC CAPITAL HOLDINGS LLC | F | Control |
| RAGHUNATHAN, ARVIND | I | ROC CAPITAL HOLDINGS LLC | E | Control |
| RAGHUNATHAN, ARVIND, NMN | I | ROC CAPITAL HOLDINGS LLC | E | Control |
| RAGHUNATHAN, ARVIND, NMN | I | ROC CAPITAL HOLDINGS LLC | E | Control |
| RAGHUNATHAN, ARVIND, NMN | I | ROC CAPITAL HOLDINGS LLC | E | Control |
| RAGHUNATHAN, ARVIND, NMN | I | ROC CAPITAL HOLDINGS LLC | E | Control |
Registrations
Federal
IA
Oct 9, 2025 REGISTERED
Address
645 MADISON AVENUE, FLOOR 19NEW YORK, NY 10022
United States
Phone: 212-607-8333