SOUND ADVICE FINANCIAL INC.
CRD #327104 SEC #801-128224 BANNOCKBURN, IL 312-690-4163
SEC Registered
Total AUM
--
Discretionary
--
Employees
13
Clients
251
Accounts
--
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 28, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LYON, DAVID, JUSTIN | I | PRESIDENT | NA | Control |
| LYON, DAVID, JUSTIN | I | PRESIDENT | NA | Control |
| SADZEWICZ, GERY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| SADZEWICZ, GERY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| SADZEWICZ, GERY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| SADZEWICZ, GERY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| SADZEWICZ, GERY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| SADZEWICZ, GERY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| SADZEWICZ, GERY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| SADZEWICZ, GERY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| SADZEWICZ, GERY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| SADZEWICZ, GERY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| SADZEWICZ, GERY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| SADZEWICZ, GERY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| LYON, DAVID, JUSTIN | I | PRESIDENT | E | Control |
| LYON, DAVID, JUSTIN | I | PRESIDENT | E | Control |
| LYON, DAVID, JUSTIN | I | PRESIDENT | E | Control |
| LYON, DAVID, JUSTIN | I | PRESIDENT | E | Control |
| LYON, DAVID, JUSTIN | I | PRESIDENT | E | Control |
| LYON, DAVID, JUSTIN | I | PRESIDENT | E | Control |
| LYON, DAVID, JUSTIN | I | PRESIDENT | E | Control |
| LYON, DAVID, JUSTIN | I | PRESIDENT | E | Control |
| LYON, DAVID, JUSTIN | I | PRESIDENT | E | Control |
| LYON, DAVID, JUSTIN | I | PRESIDENT | E | Control |
| TA'DA VENTURE STUDIO | DE | OWNER | E | Control |
| TA'DA VENTURE STUDIO | DE | OWNER | E | Control |
Registrations
Federal
IA
Apr 28, 2025 REGISTERED
Notice Filings (1)
IL
Address
2515 WAUKEGAN RD., PMB 10001BANNOCKBURN, IL 60015
United States
Phone: 312-690-4163