RIA Intelligence

CAVALCADE CAPITAL LLC

CRD #327292 SEC #801-130262 NEW YORK, NY 212-287-7727
SEC Registered
Total AUM
$142M
Discretionary
$0
Employees
1
Clients
--
Accounts
1

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 18, 2025
Branch Offices
0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
DUTTON, JON, HAROLDICHIEF COMPLIANCE OFFICER/MANAGING DIRECTORNA Control
DUTTON, JON, HAROLDICHIEF COMPLIANCE OFFICER/MANAGING DIRECTORNA Control
THE CAVALCADE GROUP LLCDEMEMBERE Control
THE CAVALCADE GROUP LLCDEMEMBERE Control
DUTTON, JON, HAROLDICHIEF COMPLIANCE OFFICER/MANAGING DIRECTORC Control
DUTTON, JON, HAROLDICHIEF COMPLIANCE OFFICER/MANAGING DIRECTORC Control
FAYKUS, CHADWICK, KELLYIMANAGING MEMBERC Control
FAYKUS, CHADWICK, KELLYIMANAGING MEMBERC Control
THE CAVALCADE GROUP LLCDEMEMBERC Control
THE CAVALCADE GROUP LLCDEMEMBERC Control
DUTTON, PETER, VERMONTIMEMBERA Control
DUTTON, PETER, VERMONTIMEMBERA Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
FAYKUS, CHADWICK, KELLYITHE CAVALCADE GROUP LLCE Control
FAYKUS, CHADWICK, KELLYITHE CAVALCADE GROUP LLCE Control
FAYKUS, CHADWICK, KELLYITHE CAVALCADE GROUP LLCC Control

Registrations

Federal

IA
Mar 18, 2025 REGISTERED

Notice Filings (2)

NY TX

Address

55 BROADWAY
3RD FLOOR
NEW YORK, NY 10006
United States
Phone: 212-287-7727