RETIREWELL PLANS, LLC
Legal name: RETIREWELL PLANS
CRD #327320 SEC #801-128352 MELVILLE, NY 631-559-3404
SEC Registered
Total AUM
$37.2M
Discretionary
$11.3M
Employees
1
Clients
--
Accounts
226
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 21, 2023
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DUFFY, JAMES, RAYMOND | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | E | Control |
| DUFFY, JAMES, RAYMOND | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | E | Control |
| DUFFY, JAMES, RAYMOND | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | E | Control |
| DUFFY, JAMES, RAYMOND | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | E | Control |
| DUFFY, JAMES, RAYMOND | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | E | Control |
| DUFFY, JAMES, RAYMOND | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Nov 21, 2023 REGISTERED
Notice Filings (1)
NY
Address
68 SOUTH SERVICE ROAD NYMELVILLE, NY 11747
United States
Phone: 631-559-3404