AXXES DIRECT ADVISORS LLC
CRD #327473 SEC #801-128599 CORAL GABLES, FL 786-885-4821
SEC Registered Private Funds
Total AUM
$0
Discretionary
$0
Employees
19
Clients
--
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Aug 10, 2023
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AXXES CAPITAL INC. | DE | MEMBER | NA | |
| AXXES CAPITAL INC. | DE | MEMBER | NA | |
| AXXES CAPITAL INC. | DE | MEMBER | NA | |
| BACHMAN, GARY, J | I | CHIEF FINANCIAL OFFICER | NA | |
| BACHMAN, GARY, J | I | CHIEF FINANCIAL OFFICER | NA | |
| BACHMAN, GARY, J | I | CHIEF FINANCIAL OFFICER | NA | |
| BASS, ARI, DAVID | I | PRESIDENT | NA | |
| BASS, ARI, DAVID | I | PRESIDENT | NA | |
| BASS, ARI, DAVID | I | PRESIDENT | NA | |
| JERRY, KARRIE, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| JERRY, KARRIE, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| JERRY, KARRIE, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| JERRY, KARRIE, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| KAPLAN, ADAM, LAWRENCE | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| KAPLAN, ADAM, LAWRENCE | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| Kaplan, Adam | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| ROY, JOHN, PARKER | I | CHIEF REVENUE OFFICER | NA | |
| ROY, JOHN, PARKER | I | CHIEF REVENUE OFFICER | NA | |
| ROY, JOHN, PARKER | I | CHIEF REVENUE OFFICER | NA | |
| AXXES CAPITAL INC. | DE | MEMBER | E | Control |
| AXXES DIRECT LLC | DE | MEMBER | E | |
| AXXES DIRECT LLC | DE | MEMBER | E | |
| AXXES DIRECT LLC | DE | MEMBER | E | |
| DAGROSA, JOSEPH, EDWARD | I | CHIEF EXECUTIVE OFFICER | E | Control |
| DAGROSA, JOSEPH, EDWARD | I | CHIEF EXECUTIVE OFFICER | E | Control |
| DAGROSA, JOSEPH, EDWARD | I | CHIEF EXECUTIVE OFFICER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| AXXES PARTNERS LLC | DE | AXXES CAPITAL INC. | F | |
| AXXES PARTNERS LLC | DE | AXXES CAPITAL INC. | F | |
| AXXES DIRECT HOLDINGS LLC | DE | AXXES DIRECT LLC | E | Control |
| AXXES DIRECT HOLDINGS LLC | DE | AXXES DIRECT LLC | E | Control |
| AXXES DIRECT HOLDINGS LLC | DE | AXXES DIRECT LLC | E | Control |
| AXXES PARTNERS LLC | DE | AXXES CAPITAL INC. | E | Control |
| AXXES PARTNERS LLC | DE | AXXES CAPITAL INC. | E | Control |
| DAGROSA CAPITAL LLC | DE | DAGROSA PRIVATE CAPITAL PARTNERS | E | Control |
| DAGROSA CAPITAL LLC | DE | DAGROSA PRIVATE CAPITAL PARTNERS | E | Control |
| DAGROSA CAPITAL LLC | DE | DAGROSA PRIVATE CAPITAL PARTNERS | E | Control |
| DAGROSA CAPITAL LLC | DE | DAGROSA PRIVATE CAPITAL PARTNERS | E | Control |
| DAGROSA CAPITAL PARTNERS LLC | DE | DCP AXXES PARTNERS LLC | E | Control |
| DAGROSA CAPITAL PARTNERS LLC | DE | DCP AXXES PARTNERS LLC | E | Control |
| DAGROSA CAPITAL PARTNERS LLC | DE | DCP AXXES PARTNERS LLC | E | Control |
| DAGROSA CAPITAL PARTNERS LLC | DE | DCP AXXES PARTNERS LLC | E | Control |
| DAGROSA ENTERPRISES LLC | DE | DAGROSA CAPITAL PARTNERS LLC | E | Control |
| DAGROSA ENTERPRISES LLC | DE | DAGROSA CAPITAL PARTNERS LLC | E | Control |
| DAGROSA ENTERPRISES LLC | DE | DAGROSA CAPITAL PARTNERS LLC | E | Control |
| DAGROSA ENTERPRISES LLC | DE | DAGROSA CAPITAL PARTNERS LLC | E | Control |
| DAGROSA PRIVATE CAPITAL PARTNERS | DE | DAGROSA CAPITAL PARTNERS LLC | E | Control |
| DAGROSA PRIVATE CAPITAL PARTNERS | DE | DAGROSA CAPITAL PARTNERS LLC | E | Control |
| DAGROSA PRIVATE CAPITAL PARTNERS | DE | DAGROSA CAPITAL PARTNERS LLC | E | Control |
| DAGROSA PRIVATE CAPITAL PARTNERS | DE | DAGROSA CAPITAL PARTNERS LLC | E | Control |
| DAGROSA, JOSEPH, EDWARD | I | JDGR HOLDINGS LLC | E | Control |
| DAGROSA, JOSEPH, EDWARD | I | JDGR HOLDINGS LLC | E | Control |
| DAGROSA, JOSEPH, EDWARD | I | JDGR HOLDINGS LLC | E | Control |
| DAGROSA, JOSEPH, EDWARD | I | JDGR HOLDINGS LLC | E | Control |
| DCP AXXES PARTNERS LLC | DE | AXXES PARTNERS LLC | E | Control |
| DCP AXXES PARTNERS LLC | DE | AXXES PARTNERS LLC | E | Control |
| DCP AXXES PARTNERS LLC | DE | AXXES PARTNERS LLC | E | Control |
| DCP AXXES PARTNERS LLC | DE | AXXES PARTNERS LLC | E | Control |
| JDGR HOLDINGS LLC | DE | DAGROSA ENTERPRISES LLC | E | Control |
| JDGR HOLDINGS LLC | DE | DAGROSA ENTERPRISES LLC | E | Control |
| JDGR HOLDINGS LLC | DE | DAGROSA ENTERPRISES LLC | E | Control |
| JDGR HOLDINGS LLC | DE | DAGROSA ENTERPRISES LLC | E | Control |
Registrations
Federal
IA
Aug 10, 2023 REGISTERED
Notice Filings (1)
FL
Address
3011 PONCE DE LEON BLVDSUITE 1420
CORAL GABLES, FL 33134
United States
Phone: 786-885-4821