FIDELITY BANCORP FUNDING, INC.
Legal name: FIDELITY BANCORP FUNDING
CRD #327530 SEC #802-128539 SANTA ANA, CA 714-908-5100
State Registered Exempt Reporting Private Funds
Total AUM
$150M
Discretionary
$150M
Employees
1
Clients
0
Accounts
1
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 10, 2023
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FROSH, DAVID | I | CEO | D | Control |
| FROSH, DAVID | I | CEO | D | Control |
| FROSH, DAVID | I | CEO | D | Control |
| Mikkelsen, Adam, John | I | CHIEF COMPLIANCE OFFICER | D | Control |
| Mikkelsen, Adam, John | I | CHIEF COMPLIANCE OFFICER | D | Control |
| Mikkelsen, Adam, John | I | CHIEF COMPLIANCE OFFICER | D | Control |
Registrations
Federal
ERA
Jul 10, 2023 REGISTERED
Notice Filings (1)
CA
Address
1551 N. TUSTIN AVE #700SANTA ANA, CA 92705
United States
Phone: 714-908-5100