ASCENT FUNDS MANAGEMENT LLC
CRD #327567 SEC #802-128691 646-491-2319
State Registered Exempt Reporting Private Funds
Total AUM
--
Discretionary
--
Employees
--
Clients
--
Accounts
--
Firm Details
- Organization Type
- --
- State of Formation
- --
- Fiscal Year End
- --
- Registration Date
- --
- Latest Filing
- Mar 31, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| VOGELSTEIN, JOHN, LUDWIG | I | TRUSTEE OF THE JOHN L. VOGELSTEIN REVOCABLE TRUST | E | Control |
| VOGELSTEIN, JOHN, LUDWIG | I | TRUSTEE OF THE JOHN L. VOGELSTEIN REVOCABLE TRUST | E | Control |
| VOGELSTEIN, JOHN, LUDWIG | I | TRUSTEE OF THE JOHN L. VOGELSTEIN REVOCABLE TRUST | E | Control |
| Gordon, Mark, R | I | MANAGER AND MEMBER OF ASCENT FUNDS MANAGEMENT LLC | C | Control |
| Gordon, Mark, R | I | MANAGER AND MEMBER OF ASCENT FUNDS INTERNATIONAL CAPITAL LLC | C | Control |
| Gordon, Mark, R | I | MANAGER AND MEMBER OF ASCENT FUNDS GLOBAL CAPITAL LLC | C | Control |
| Gordon, Mark, R | I | MANAGER AND MEMBER OF ASCENT FUNDS CAPITAL LLC | C | Control |
| Gordon, Mark, R | I | MANAGER AND MEMBER OF ASCENT FUNDS MANAGEMENT LLC | C | Control |
| Gordon, Mark, R | I | MANAGER AND MEMBER OF ASCENT FUNDS INTERNATIONAL CAPITAL LLC | C | Control |
| Gordon, Mark, R | I | MANAGER AND MEMBER OF ASCENT FUNDS GLOBAL CAPITAL LLC | C | Control |
| Gordon, Mark, R | I | MANAGER AND MEMBER OF ASCENT FUNDS CAPITAL LLC | C | Control |
| Gordon, Mark, R | I | MANAGER AND MEMBER OF ASCENT ENERGY INNOVATION CAPITAL LLC | C | Control |
| Gordon, Mark, R | I | MANAGER AND MEMBER OF ASCENT FUNDS MANAGEMENT LLC | C | Control |
| Gordon, Mark, R | I | MANAGER AND MEMBER OF ASCENT FUNDS INTERNATIONAL CAPITAL LLC | C | Control |
| Gordon, Mark, R | I | MANAGER AND MEMBER OF ASCENT FUNDS GLOBAL CAPITAL LLC | C | Control |
| Gordon, Mark, R | I | MANAGER AND MEMBER OF ASCENT FUNDS CAPITAL LLC | C | Control |
| Gordon, Mark, R | I | MANAGER AND MEMBER OF ASCENT ENERGY INNOVATION CAPITAL LLC | C | Control |
| INCEPTO LIMITED | FE | MEMBER OF ASCENT FUNDS CAPITAL LLC | C | Control |
| INCEPTO LIMITED | FE | MEMBER OF ASCENT FUNDS MANAGEMENT LLC | C | Control |
| INCEPTO LIMITED | FE | MEMBER OF ASCENT FUNDS INTERNATIONAL CAPITAL LLC | C | Control |
| INCEPTO LIMITED | FE | MEMBER OF ASCENT FUNDS GLOBAL CAPITAL LLC | C | Control |
| INCEPTO LIMITED | FE | MEMBER OF ASCENT FUNDS CAPITAL LLC | C | Control |
| INCEPTO LIMITED | FE | MEMBER OF ASCENT FUNDS MANAGEMENT LLC | C | Control |
| INCEPTO LIMITED | FE | MEMBER OF ASCENT FUNDS INTERNATIONAL CAPITAL LLC | C | Control |
| INCEPTO LIMITED | FE | MEMBER OF ASCENT FUNDS GLOBAL CAPITAL LLC | C | Control |
| INCEPTO LIMITED | DE | MEMBER OF ASCENT ENERGY INNOVATION CAPITAL LLC | C | Control |
| INCEPTO LIMITED | FE | MEMBER OF ASCENT FUNDS CAPITAL LLC | C | Control |
| INCEPTO LIMITED | FE | MEMBER OF ASCENT FUNDS MANAGEMENT LLC | C | Control |
| INCEPTO LIMITED | FE | MEMBER OF ASCENT FUNDS INTERNATIONAL CAPITAL LLC | C | Control |
| INCEPTO LIMITED | FE | MEMBER OF ASCENT FUNDS GLOBAL CAPITAL LLC | C | Control |
| INCEPTO LIMITED | DE | MEMBER OF ASCENT ENERGY INNOVATION CAPITAL LLC | C | Control |
| THE JOHN L. VOGELSTEIN REVOCABLE TRUST | DE | MEMBER OF ASCENT FUNDS GLOBAL CAPITAL LLC | A | |
| THE JOHN L. VOGELSTEIN REVOCABLE TRUST | DE | MEMBER OF ASCENT FUNDS MANAGEMENT LLC | A | |
| THE JOHN L. VOGELSTEIN REVOCABLE TRUST | DE | MEMBER OF ASCENT FUNDS CAPITAL LLC | A | |
| THE JOHN L. VOGELSTEIN REVOCABLE TRUST | DE | MEMBER OF ASCENT FUNDS GLOBAL CAPITAL LLC | A | |
| THE JOHN L. VOGELSTEIN REVOCABLE TRUST | DE | MEMBER OF ASCENT FUNDS MANAGEMENT LLC | A | |
| THE JOHN L. VOGELSTEIN REVOCABLE TRUST | DE | MEMBER OF ASCENT FUNDS CAPITAL LLC | A | |
| THE JOHN L. VOGELSTEIN REVOCABLE TRUST | DE | MEMBER OF ASCENT FUNDS GLOBAL CAPITAL LLC | A | |
| THE JOHN L. VOGELSTEIN REVOCABLE TRUST | DE | MEMBER OF ASCENT FUNDS MANAGEMENT LLC | A | |
| THE JOHN L. VOGELSTEIN REVOCABLE TRUST | DE | MEMBER OF ASCENT FUNDS CAPITAL LLC | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| VOGELSTEIN, JOHN, LUDWIG | I | THE JOHN L. VOGELSTEIN REVOCABLE TRUST | F | Control |
| VOGELSTEIN, JOHN, LUDWIG | I | THE JOHN L. VOGELSTEIN REVOCABLE TRUST | F | Control |
| Wu, David | I | INCEPTO LIMITED | E | Control |
| Wu, David | I | INCEPTO LIMITED | E | Control |
Registrations
Federal
ERA
Mar 31, 2025 REGISTERED
Address
Phone: 646-491-2319