RIA Intelligence

SWP FINANCIAL LLC

Legal name: SALIENT WEALTH PLANNING

CRD #327885 SEC #801-128911 SAN DIEGO, CA 858-768-0096
SEC Registered
Total AUM
$199.9M
Discretionary
$155.2M
Employees
5
Clients
101
Accounts
824

Firm Details

Organization Type
Limited Liability Company
State of Formation
California
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 20, 2025
Branch Offices
0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
YASTE, TAELIM, HARRISONICHIEF COMPLIANCE OFFICER & CHIEF EXECUTIVE OFFICERNA Control
YASTE, TAELIM, HARRISONICHIEF COMPLIANCE OFFICER & CHIEF EXECUTIVE OFFICERNA Control
YASTE, TAELIM, HARRISONICHIEF COMPLIANCE OFFICERNA Control
YASTE, TAELIM, HARRISONICHIEF COMPLIANCE OFFICER & CHIEF EXECUTIVE OFFICERNA Control
YASTE, TAELIM, HARRISONICHIEF COMPLIANCE OFFICER & CHIEF EXECUTIVE OFFICERNA Control
SMITH, PHILIP, EDWINIMANAGING MEMBER & CHIEF COMPLIANCE OFFICERE Control
SMITH, PHILIP, EDWINIMANAGING MEMBER & CHIEF COMPLIANCE OFFICERE Control
SMITH, PHILIP, EDWINIMANAGING MEMBER & CHIEF COMPLIANCE OFFICERE Control
SMITH, PHILIP, EDWINIMANAGING MEMBER & CHIEF COMPLIANCE OFFICERE Control
SMITH, PHILIP, EDWINIMANAGING MEMBER & CHIEF COMPLIANCE OFFICERE Control
SMITH, PHILIP, EDWINIMANAGING MEMBER & CHIEF COMPLIANCE OFFICERE Control
SWP FINANCIAL HOLDINGS LLCDEHOLDING COMPANYE Control
SWP FINANCIAL HOLDINGS LLCDEHOLDING COMPANYE Control
SWP FINANCIAL HOLDINGS LLCDEHOLDING COMPANYE Control
SWP FINANCIAL HOLDINGS LLCDEHOLDING COMPANYE Control
SWP FINANCIAL HOLDINGS LLCDEHOLDING COMPANYE Control

Registrations

Federal

IA
Mar 20, 2025 REGISTERED

Notice Filings (3)

AZ CA TX

Address

3655 NOBEL DR.
SUITE 510
SAN DIEGO, CA 92122
United States
Phone: 858-768-0096