SIMPLIFY EQLS LLC
CRD #327988 SEC #801-129517 LAS VEGAS, NV 646-585-0476
SEC Registered
Total AUM
$114.3M
Discretionary
$114.3M
Employees
45
Clients
0
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- JUNE
- Registration Date
- --
- Latest Filing
- Mar 7, 2025
- Branch Offices
- 3
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BERNS, DAVID, MARC | I | CO-FOUNDER, CHIEF INVESTMENT OFFICER OF SIMPLIFY ASSET MANAGEMENT INC. | NA | |
| BERNS, DAVID, MARC | I | CO-FOUNDER, CHIEF INVESTMENT OFFICER OF SIMPLIFY ASSET MANAGEMENT INC. | NA | |
| HO, FIONA, CHI YU | I | CHIEF OPERATING OFFICER OF SIMPLIFY ASSET MANAGEMENT INC. | NA | |
| HO, FIONA, CHI YU | I | CHIEF OPERATING OFFICER OF SIMPLIFY ASSET MANAGEMENT INC. | NA | |
| KELLEHER, BRIAN, CARROLL | I | CHIEF REVENUE OFFICER OF SIMPLIFY ASSET MANAGEMENT INC. | NA | |
| KELLEHER, BRIAN, CARROLL | I | CHIEF REVENUE OFFICER OF SIMPLIFY ASSET MANAGEMENT INC. | NA | |
| KIM, PAUL, SANG JIN | I | CO-FOUNDER, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER OF SIMPLIFY ASSET MANAGEMENT INC | NA | |
| KIM, PAUL, SANG JIN | I | CO-FOUNDER, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER OF SIMPLIFY ASSET MANAGEMENT INC | NA | |
| RYU, JOHN | I | CHIEF FINANCIAL OFFICER OF SIMPLIFY ASSET MANAGEMENT INC. | NA | |
| RYU, JOHN | I | CHIEF FINANCIAL OFFICER OF SIMPLIFY ASSET MANAGEMENT INC. | NA | |
| SIMPLIFY ASSET MANAGEMENT INC. | DE | MEMBER AND MANAGER | E | Control |
| SIMPLIFY ASSET MANAGEMENT INC. | DE | MEMBER AND MANAGER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BERNS, DAVID, MARC | I | SIMPLIFY ASSET MANAGEMENT INC. | C | Control |
| KIM, PAUL, SANG JIN | I | SIMPLIFY ASSET MANAGEMENT INC. | C | Control |
Registrations
Federal
IA
Mar 7, 2025 REGISTERED
Notice Filings (4)
CA NV NY SC
Address
10845 GRIFFITH PEAK DRIVE, 2/FLAS VEGAS, NV 89135
United States
Phone: 646-585-0476