ROI ADVISORY LLC
Legal name: ROI ADVISORY
CRD #328047 SEC #801-128913 SAN FRANCISCO, CA 415-294-0545
SEC Registered
Total AUM
--
Discretionary
--
Employees
5
Clients
0
Accounts
--
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 22, 2024
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DAVIS, TIMOTHY, MICHAEL | I | CPO/CCO | NA | Control |
| DAVIS, TIMOTHY, MICHAEL | I | CPO/CCO | NA | Control |
| DAVIS, TIMOTHY, MICHAEL | I | CPO/CCO | NA | Control |
| DAVIS, TIMOTHY, MICHAEL | I | CPO/CCO | NA | Control |
| DAVIS, TIMOTHY, MICHAEL | I | CPO/CCO | NA | Control |
| VISHWAJITH, SUJITH | I | CEO | NA | Control |
| VISHWAJITH, SUJITH | I | CEO | NA | Control |
| VISHWAJITH, SUJITH | I | CEO | NA | Control |
| VISHWAJITH, SUJITH | I | CEO | NA | Control |
| VISHWAJITH, SUJITH | I | CEO | NA | Control |
| VEGA CORP | DE | C-CORP | E | |
| VEGA CORP | DE | C-CORP | E | |
| VEGA CORP | DE | C-CORP | E | |
| VEGA CORP | DE | C-CORP | E | |
| VEGA CORP | DE | C-CORP | E |
Registrations
Federal
IA
Nov 22, 2024 REGISTERED
Notice Filings (1)
CA
Address
639 CLAYTON STSAN FRANCISCO, CA 94117
United States
Phone: 415-294-0545