RIA Intelligence

SCHMIDT FINANCIAL MANAGEMENT, INC.

Legal name: SCHMIDT FINANCIAL MANAGEMENT

CRD #328247 SEC #801-128860 KIRKLAND, WA 425-893-9195
SEC Registered
Total AUM
$445.5M
Discretionary
$429M
Employees
7
Clients
101
Accounts
818

Firm Details

Organization Type
Corporation
State of Formation
Washington
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 31, 2025
Branch Offices
0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
COX, PAUL, IRVINICHIEF COMPLIANCE OFFICERNA Control
COX, PAUL, IRVINICHIEF COMPLIANCE OFFICERNA Control
COX, PAUL, IRVINICHIEF COMPLIANCE OFFICERNA Control
COX, PAUL, IRVINICHIEF COMPLIANCE OFFICERNA Control
COX, PAUL, IRVINICHIEF COMPLIANCE OFFICERNA Control
Hubert, Dominic, ChristianIVICE PRESIDENTNA Control
SCHMIDT, EVAN, TODDIPRESIDENTE Control
SCHMIDT, EVAN, TODDIPRESIDENTE Control
SCHMIDT, EVAN, TODDIPRESIDENTE Control
SCHMIDT, EVAN, TODDIPRESIDENTE Control
SCHMIDT, EVAN, TODDIPRESIDENTE Control

Registrations

Federal

IA
Mar 31, 2025 REGISTERED

Notice Filings (3)

CA TX WA

Address

3435 CARILLON POINT
KIRKLAND, WA 98033
United States
Phone: 425-893-9195