FIRST TRUST INVESTMENT SOLUTIONS L.P.
CRD #328327 SEC #801-128828 NAPLES, FL (239) 219-0550
SEC Registered Private Funds
Total AUM
$518.1M
Discretionary
$518.1M
Employees
8
Clients
0
Accounts
800
Firm Details
- Organization Type
- Limited Partnership
- State of Formation
- Illinois
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 29, 2024
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CARR, ROBERT | I | CHIEF OPERATIONS OFFICER | NA | Control |
| DYKAS, JAMES, MARTIN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DYKAS, JAMES, MARTIN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DYKAS, JAMES, MARTIN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DYKAS, JAMES, MARTIN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DYKAS, JAMES, MARTIN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DYKAS, JAMES, MARTIN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ERNDL, KEVIN, M | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ERNDL, KEVIN, M | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ERNDL, KEVIN, M | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ERNDL, KEVIN, M | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ERNDL, KEVIN, M | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ERNDL, KEVIN, M | I | CHIEF INVESTMENT OFFICER | NA | Control |
| Hughes, Robert, James | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| Hughes, Robert, James | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| Hughes, Robert, James | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| Hughes, Robert, James | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| Hughes, Robert, James | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| Hughes, Robert, James | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KNIERIM, CHRISTINA, LYNNE | I | CONTROLLER | NA | |
| KNIERIM, CHRISTINA, LYNNE | I | CONTROLLER | NA | |
| KNIERIM, CHRISTINA, LYNNE | I | CONTROLLER | NA | |
| KNIERIM, CHRISTINA, LYNNE | I | CONTROLLER | NA | |
| KNIERIM, CHRISTINA, LYNNE | I | CONTROLLER | NA | |
| KNIERIM, CHRISTINA, LYNNE | I | CONTROLLER | NA | |
| Kasting, Jonathan, G | I | CHIEF COMPLIANCE OFFICER | NA | |
| Kasting, Jonathan, G | I | CHIEF COMPLIANCE OFFICER | NA | |
| Kasting, Jonathan, G | I | CHIEF COMPLIANCE OFFICER | NA | |
| Kasting, Jonathan, G | I | CHIEF COMPLIANCE OFFICER | NA | |
| Kasting, Jonathan, G | I | CHIEF COMPLIANCE OFFICER | NA | |
| Kasting, Jonathan, G | I | CHIEF COMPLIANCE OFFICER | NA | |
| THE CHARGER CORPORATION | DE | GENERAL PARTNER | NA | Control |
| THE CHARGER CORPORATION | DE | GENERAL PARTNER | NA | Control |
| THE CHARGER CORPORATION | DE | GENERAL PARTNER | NA | Control |
| THE CHARGER CORPORATION | DE | GENERAL PARTNER | NA | Control |
| THE CHARGER CORPORATION | DE | GENERAL PARTNER | NA | Control |
| THE CHARGER CORPORATION | DE | GENERAL PARTNER | NA | Control |
| GRACE PARTNERS OF DUPAGE L.P. | DE | LIMITED PARTNER | E | Control |
| GRACE PARTNERS OF DUPAGE L.P. | DE | LIMITED PARTNER | E | Control |
| GRACE PARTNERS OF DUPAGE L.P. | DE | LIMITED PARTNER | E | Control |
| GRACE PARTNERS OF DUPAGE L.P. | DE | LIMITED PARTNER | E | Control |
| GRACE PARTNERS OF DUPAGE L.P. | DE | LIMITED PARTNER | E | Control |
| GRACE PARTNERS OF DUPAGE L.P. | DE | LIMITED PARTNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| THE CHARGER CORPORATION | DE | GRACE PARTNERS OF DUPAGE L.P. | F | Control |
| THE CHARGER CORPORATION | DE | GRACE PARTNERS OF DUPAGE L.P. | F | Control |
| THE CHARGER CORPORATION | DE | GRACE PARTNERS OF DUPAGE L.P. | F | Control |
| THE CHARGER CORPORATION | DE | GRACE PARTNERS OF DUPAGE L.P. | F | Control |
| THE CHARGER CORPORATION | DE | GRACE PARTNERS OF DUPAGE L.P. | F | Control |
| THE CHARGER CORPORATION | DE | GRACE PARTNERS OF DUPAGE L.P. | F | Control |
| AJM VENTURES LLC | DE | THE CHARGER CORPORATION | E | Control |
| AJM VENTURES LLC | DE | THE CHARGER CORPORATION | E | Control |
| AJM VENTURES LLC | DE | THE CHARGER CORPORATION | E | Control |
| AJM VENTURES LLC | DE | THE CHARGER CORPORATION | E | Control |
| AJM VENTURES LLC | DE | THE CHARGER CORPORATION | E | Control |
| AJM VENTURES LLC | DE | THE CHARGER CORPORATION | E | Control |
| BOWEN, JAMES, ALLEN | I | AJM VENTURES LLC | E | Control |
| BOWEN, JAMES, ALLEN | I | AJM VENTURES LLC | E | Control |
| BOWEN, JAMES, ALLEN | I | AJM VENTURES LLC | E | Control |
| BOWEN, JAMES, ALLEN | I | AJM VENTURES LLC | E | Control |
| BOWEN, JAMES, ALLEN | I | AJM VENTURES LLC | E | Control |
| BOWEN, JAMES, ALLEN | I | AJM VENTURES LLC | E | Control |
Registrations
Federal
IA
May 29, 2024 REGISTERED
Notice Filings (33)
AK AZ CA CO CT DC DE FL GA IA IL IN KY LA MA MD MI MN NC NE NH NJ NV NY OH OR PA SC TN TX VA WA WI
Address
9130 GALLERIA COURTSUITE 202
NAPLES, FL 34109
United States
Phone: (239) 219-0550