STIFEL CAPITAL MANAGEMENT, LLC
CRD #328365 SEC #801-129003 NEW YORK, NY 212-328-1000
SEC Registered
Total AUM
$1.5B
Discretionary
$1.5B
Employees
5
Clients
--
Accounts
78
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 10, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Perez, Cynthia, Teresa | I | CHIEF OPERATING OFFICER | NA | Control |
| Perez, Cynthia, Teresa | I | CHIEF OPERATING OFFICER | NA | Control |
| Perez, Cynthia, Teresa | I | CHIEF OPERATING OFFICER | NA | Control |
| Perez, Cynthia, Teresa | I | CHIEF OPERATING OFFICER | NA | Control |
| Perez, Cynthia, Teresa | I | CHIEF OPERATING OFFICER | NA | Control |
| Perez, Cynthia, Teresa | I | CHIEF OPERATING OFFICER | NA | Control |
| Perez, Cynthia, Teresa | I | CHIEF OPERATING OFFICER | NA | Control |
| Perez, Cynthia, Teresa | I | CHIEF OPERATING OFFICER | NA | Control |
| Spero, Michael, Alexander | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Spero, Michael, Alexander | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Spero, Michael, Alexander | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Spero, Michael, Alexander | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Spero, Michael, Alexander | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Spero, Michael, Alexander | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Spero, Michael, Alexander | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Spero, Michael, Alexander | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Stein, Avi | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Stein, Avi | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Stein, Avi | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Stein, Avi | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Stein, Avi | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Stein, Avi | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Stein, Avi | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Stein, Avi | I | CHIEF FINANCIAL OFFICER | NA | Control |
| TOPALIAN, ADAM, VARTAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| TOPALIAN, ADAM, VARTAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| TOPALIAN, ADAM, VARTAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| TOPALIAN, ADAM, VARTAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| TOPALIAN, ADAM, VARTAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| TOPALIAN, ADAM, VARTAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| TOPALIAN, ADAM, VARTAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| TOPALIAN, ADAM, VARTAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| STIFEL FINANCIAL CORP | DE | SHAREHOLDER | E | Control |
| STIFEL FINANCIAL CORP | DE | SHAREHOLDER | E | Control |
| STIFEL FINANCIAL CORP | DE | SHAREHOLDER | E | Control |
| STIFEL FINANCIAL CORP | DE | SHAREHOLDER | E | Control |
| STIFEL FINANCIAL CORP | DE | SHAREHOLDER | E | Control |
| STIFEL FINANCIAL CORP | DE | SHAREHOLDER | E | Control |
| STIFEL FINANCIAL CORP | DE | SHAREHOLDER | E | Control |
| STIFEL FINANCIAL CORP | DE | SHAREHOLDER | E | Control |
Registrations
Federal
IA
Jun 10, 2025 REGISTERED
Notice Filings (52)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VI VT WA WI WV
Address
1095 AVENUE OF THE AMERICASNEW YORK, NY 10036
United States
Phone: 212-328-1000