MCCARTHY & COX RETIREMENT & ESTATE SPECIALISTS LLC
CRD #328478 SEC #801-128995 MARYSVILLE, OH 937-644-0351
SEC Registered
Total AUM
$641.8M
Discretionary
$641.8M
Employees
20
Clients
--
Accounts
2,156
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Ohio
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 29, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BEAN, WESLEY, WAYNE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BEAN, WESLEY, WAYNE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BEAN, WESLEY, WAYNE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BEAN, WESLEY, WAYNE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BEAN, WESLEY, WAYNE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BEAN, WESLEY, WAYNE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BEAN, WESLEY, WAYNE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DALTON, TONY, EDWARD | I | CHIEF OPERATING OFFICER | NA | Control |
| DALTON, TONY, EDWARD | I | CHIEF OPERATING OFFICER | NA | Control |
| DALTON, TONY, EDWARD | I | CHIEF OPERATING OFFICER | NA | Control |
| DALTON, TONY, EDWARD | I | CHIEF OPERATING OFFICER | NA | Control |
| DALTON, TONY, EDWARD | I | CHIEF OPERATING OFFICER | NA | Control |
| DALTON, TONY, EDWARD | I | CHIEF OPERATING OFFICER | NA | Control |
| DALTON, TONY, EDWARD | I | CHIEF OPERATING OFFICER | NA | Control |
| COX, JAMES, B | I | CHIEF EXECUTIVE OFFICER | D | Control |
| COX, JAMES, B | I | CHIEF EXECUTIVE OFFICER | D | Control |
| COX, JAMES, B | I | CHIEF EXECUTIVE OFFICER | D | Control |
| COX, JAMES, B | I | CHIEF EXECUTIVE OFFICER | D | Control |
| COX, JAMES, B | I | CHIEF EXECUTIVE OFFICER | D | Control |
| COX, JAMES, B | I | CHIEF EXECUTIVE OFFICER | D | Control |
| COX, JAMES, B | I | CHIEF EXECUTIVE OFFICER | D | Control |
| COLLINS, MEGAN, MCCARTHY | I | ADVISOR | B | Control |
| COLLINS, MEGAN, MCCARTHY | I | ADVISOR | B | Control |
| COLLINS, MEGAN, MCCARTHY | I | ADVISOR | B | Control |
| COLLINS, MEGAN, MCCARTHY | I | ADVISOR | B | Control |
| COLLINS, MEGAN, MCCARTHY | I | ADVISOR | B | Control |
| COLLINS, MEGAN, MCCARTHY | I | ADVISOR | B | Control |
| COLLINS, MEGAN, MCCARTHY | I | ADVISOR | B | Control |
| FINNEY, MARK, ROBERT | I | CHIEF COMPLIANCE OFFICER | B | Control |
| FINNEY, MARK, ROBERT | I | CHIEF COMPLIANCE OFFICER | B | Control |
| FINNEY, MARK, ROBERT | I | CHIEF COMPLIANCE OFFICER | B | Control |
| FINNEY, MARK, ROBERT | I | CHIEF COMPLIANCE OFFICER | B | Control |
| FINNEY, MARK, ROBERT | I | CHIEF COMPLIANCE OFFICER | B | Control |
| FINNEY, MARK, ROBERT | I | CHIEF COMPLIANCE OFFICER | B | Control |
| FINNEY, MARK, ROBERT | I | CHIEF COMPLIANCE OFFICER | B | Control |
| MCCARTHY, THOMAS, ALLEN | I | OWNER | B | Control |
| MICKELSON, RYAN, EDWIN | I | ADVISOR | B | Control |
| MICKELSON, RYAN, EDWIN | I | ADVISOR | B | Control |
| MICKELSON, RYAN, EDWIN | I | ADVISOR | B | Control |
Registrations
Federal
IA
Oct 29, 2025 REGISTERED
Notice Filings (8)
FL IN NC NE OH SC TN TX
Address
127 W. 5TH STREETMARYSVILLE, OH 43040
United States
Phone: 937-644-0351