RIA Intelligence

TAR RIVER WEALTH PLANNING, LLC

CRD #328530 SEC #801-129188 LOUISBURG, NC 919-496-1511
SEC Registered
Total AUM
$370.3M
Discretionary
$240.3M
Employees
9
Clients
0
Accounts
1,326

Firm Details

Organization Type
Limited Liability Company
State of Formation
North Carolina
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Dec 11, 2025
Branch Offices
1

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
LUMPKIN, JAMES "TRIPP", PARKERICHIEF FINANCIAL OFFICERD Control
LUMPKIN, JAMES "TRIPP", PARKERICHIEF FINANCIAL OFFICERD Control
LUMPKIN, JAMES "TRIPP", PARKERICHIEF FINANCIAL OFFICERD Control
Lumpkin, Arturo, Ynocencio CasanovaICHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICERD Control
Lumpkin, Arturo, Ynocencio CasanovaICHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICERD Control
Lumpkin, Arturo, Ynocencio CasanovaICHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICERD Control
LUMPKIN, JAMES "TRIPP", PARKERICHIEF MARKETING OFFICERC Control
LUMPKIN, JAMES "TRIPP", PARKERICHIEF MARKETING OFFICERC Control
LUMPKIN, JAMES "TRIPP", PARKERICHIEF MARKETING OFFICERC Control
Lumpkin, Arturo, Ynocencio CasanovaICHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICERC Control
Lumpkin, Arturo, Ynocencio CasanovaICHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICERC Control
Lumpkin, Arturo, Ynocencio CasanovaICHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICERC Control
WHELESS, LOUIS, ALFREDICHIEF FINANCIAL OFFICERC Control
WHELESS, LOUIS, ALFREDICHIEF FINANCIAL OFFICERC Control
WHELESS, LOUIS, ALFREDICHIEF FINANCIAL OFFICERC Control

Registrations

Federal

IA
Dec 11, 2025 REGISTERED

Notice Filings (11)

AL CA FL GA MD NC OR SC TN TX VA

Address

109 N MAIN ST
LOUISBURG, NC 27549-9998
United States
Phone: 919-496-1511