RIA Intelligence

SECURITIES CAPITAL PARTNERS MANAGEMENT COMPANY, LLC

CRD #329038 SEC #801-129395 RALEIGH, NC 407-476-2500
SEC Registered
Total AUM
$225.2M
Discretionary
$225.2M
Employees
37
Clients
--
Accounts
2

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Apr 7, 2025
Branch Offices
1

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
Brothers, MatthewICHIEF COMPLIANCE OFFICER/ CHIEF FINANCIAL OFFICERNA Control
Brothers, MatthewICHIEF COMPLIANCE OFFICER/ CHIEF FINANCIAL OFFICERNA Control
Brothers, MatthewICHIEF COMPLIANCE OFFICER/ CHIEF FINANCIAL OFFICERNA Control
Brothers, MatthewICHIEF COMPLIANCE OFFICER/ CHIEF FINANCIAL OFFICERNA Control
LYONS, BENJAMIN, MICHAELIMANAGER OF THE MANAGING MEMBERNA Control
LYONS, BENJAMIN, MICHAELIMANAGER OF THE MANAGING MEMBERNA Control
LYONS, BENJAMIN, MICHAELIMANAGER OF THE MANAGING MEMBERNA Control
LYONS, BENJAMIN, MICHAELIMANAGER OF THE MANAGING MEMBERNA Control
Toal, DeanneICHIEF EXECUTIVE OFFICERNA Control
Toal, DeanneICHIEF EXECUTIVE OFFICERNA Control
SECURITIES CAPITAL PARTNERS, LLCDEMANAGING MEMBERE Control
SECURITIES CAPITAL PARTNERS, LLCDEMANAGING MEMBERE Control
SECURITIES CAPITAL PARTNERS, LLCDEMANAGING MEMBERE Control
SECURITIES CAPITAL PARTNERS, LLCDEMANAGING MEMBERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
Brothers, MatthewISECURITIES CAPITAL PARTNERS, LLCF Control
Brothers, MatthewISECURITIES CAPITAL PARTNERS, LLCF Control
LYONS, BENJAMIN, MICHAELISECURITIES CAPITAL PARTNERS, LLCF Control
LYONS, BENJAMIN, MICHAELISECURITIES CAPITAL PARTNERS, LLCF Control

Registrations

Federal

IA
Apr 7, 2025 REGISTERED

Notice Filings (3)

CT MD NC

Address

2301 SUGAR BUSH ROAD
SUITE 310
RALEIGH, NC 27612
United States
Phone: 407-476-2500