FINIAT, LLC
CRD #329094 SEC #801-129206 MOUNT DORA, FL 352-729-2739
SEC Registered
Total AUM
--
Discretionary
--
Employees
4
Clients
--
Accounts
--
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Florida
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 25, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Bandy, Roman, Cole | I | CHIEF OPERATING OFFICER | NA | Control |
| Deangelis, Mark, Joseph | I | CHIEF COMPLIANCE OFFICER | NA | |
| Deangelis, Mark, Joseph | I | CHIEF COMPLIANCE OFFICER | NA | |
| Deangelis, Mark, Joseph | I | CHIEF COMPLIANCE OFFICER | NA | |
| Deangelis, Mark, Joseph | I | CHIEF COMPLIANCE OFFICER | NA | |
| Deangelis, Mark, Joseph | I | CHIEF COMPLIANCE OFFICER | NA | |
| Deangelis, Mark, Joseph | I | CHIEF COMPLIANCE OFFICER | NA | |
| BANDY, ROBERT, L | I | MANAGING MEMBER | E | Control |
| BANDY, ROBERT, L | I | MANAGING MEMBER/CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER | E | Control |
| BANDY, ROBERT, L | I | MANAGING MEMBER | E | Control |
| BANDY, ROBERT, L | I | MANAGING MEMBER | E | Control |
| BANDY, ROBERT, L | I | MANAGING MEMBER/CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER | E | Control |
| BANDY, ROBERT, L | I | MANAGING MEMBER/CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER | E | Control |
Registrations
Federal
IA
Mar 25, 2025 REGISTERED
Notice Filings (1)
FL
Address
808 NORTH DONNELLY ST.MOUNT DORA, FL 32757
United States
Phone: 352-729-2739