RIVER1 ASSET MANAGEMENT LLC
CRD #329230 SEC #801-129274 MILWAUKEE, WI 920-583-1476
SEC Registered
Total AUM
$60.7M
Discretionary
$60.7M
Employees
5
Clients
--
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 10, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HAUGEN, ROBERT, MAURICE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HAUGEN, ROBERT, MAURICE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HAUGEN, ROBERT, MAURICE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HAUGEN, ROBERT, MAURICE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HAUGEN, ROBERT, MAURICE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HAUGEN, ROBERT, MAURICE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| Kaiser, Susan, P | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Kaiser, Susan, P | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Kaiser, Susan, P | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Kaiser, Susan, P | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Kaiser, Susan, P | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Kaiser, Susan, P | I | CHIEF FINANCIAL OFFICER | NA | Control |
| TAGLIAPIETRA, TONY, GIAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| TAGLIAPIETRA, TONY, GIAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| TAGLIAPIETRA, TONY, GIAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| TAGLIAPIETRA, TONY, GIAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| TAGLIAPIETRA, TONY, GIAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| TAGLIAPIETRA, TONY, GIAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| Whitten, Collin, Wesley | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Whitten, Collin, Wesley | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Whitten, Collin, Wesley | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Whitten, Collin, Wesley | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Whitten, Collin, Wesley | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Whitten, Collin, Wesley | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MI-CAPITAL LLC | DE | SOLE MEMBER | E | Control |
| MI-CAPITAL LLC | DE | SOLE MEMBER | E | Control |
| MI-CAPITAL LLC | DE | SOLE MEMBER | E | Control |
| MI-CAPITAL LLC | DE | SOLE MEMBER | E | Control |
| MI-CAPITAL LLC | DE | SOLE MEMBER | E | Control |
| MI-CAPITAL LLC | DE | SOLE MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| MICHELS, PATRICK, D. | I | MI-CAPITAL LLC | C | Control |
| MICHELS, PATRICK, D. | I | MI-CAPITAL LLC | C | Control |
| MICHELS, PATRICK, D. | I | MI-CAPITAL LLC | C | Control |
| MICHELS, PATRICK, D. | I | MI-CAPITAL LLC | C | Control |
| MICHELS, PATRICK, D. | I | MI-CAPITAL LLC | C | Control |
| Michels, Kevin, P | I | MI-CAPITAL LLC | C | Control |
| Michels, Kevin, P | I | MI-CAPITAL LLC | C | Control |
| Michels, Kevin, P | I | MI-CAPITAL LLC | C | Control |
| Michels, Kevin, P | I | MI-CAPITAL LLC | C | Control |
| Michels, Kevin, P | I | MI-CAPITAL LLC | C | Control |
| Michels, Timothy, J | I | MI-CAPITAL LLC | C | Control |
| Michels, Timothy, J | I | MI-CAPITAL LLC | C | Control |
| Michels, Timothy, J | I | MI-CAPITAL LLC | C | Control |
| Michels, Timothy, J | I | MI-CAPITAL LLC | C | Control |
| Michels, Timothy, J | I | MI-CAPITAL LLC | C | Control |
Registrations
Federal
IA
Feb 10, 2025 REGISTERED
Notice Filings (1)
WI
Address
210 W. BECHER STSUITE 800
MILWAUKEE, WI 53207
United States
Phone: 920-583-1476