EMBARCADERO CAPITAL ADVISORS
CRD #329285 SEC #801-129306 LAGUNA HILLS, CA 949-371-9796
SEC Registered
Total AUM
$40M
Discretionary
$40M
Employees
3
Clients
51
Accounts
117
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 8, 2024
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Austin, Parker, Terrill | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | E | Control |
| Austin, Parker, Terrill | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | E | Control |
| Austin, Parker, Terrill | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | E | Control |
| Austin, Parker, Terrill | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | E | Control |
| Austin, Parker, Terrill | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | E | Control |
| Austin, Parker, Terrill | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | E | Control |
| Austin, Parker, Terrill | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | E | Control |
| Austin, Parker, Terrill | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | E | Control |
| Austin, Parker, Terrill | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | E | Control |
| Austin, Parker, Terrill | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | E | Control |
| Austin, Parker, Terrill | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | E | Control |
| Austin, Parker, Terrill | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | E | Control |
| Austin, Parker, Terrill | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | E | Control |
| Fellows, Geoffrey, Erik | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, AND CHIEF FINANCIAL OFFICER | B | Control |
| Fellows, Geoffrey, Erik | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, AND CHIEF FINANCIAL OFFICER | B | Control |
| Fellows, Geoffrey, Erik | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, AND CHIEF FINANCIAL OFFICER | B | Control |
| Fellows, Geoffrey, Erik | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, AND CHIEF FINANCIAL OFFICER | B | Control |
| Fellows, Geoffrey, Erik | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, AND CHIEF FINANCIAL OFFICER | B | Control |
| Fellows, Geoffrey, Erik | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, AND CHIEF FINANCIAL OFFICER | B | Control |
| Fellows, Geoffrey, Erik | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, AND CHIEF FINANCIAL OFFICER | B | Control |
| Fellows, Geoffrey, Erik | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, AND CHIEF FINANCIAL OFFICER | B | Control |
| Fellows, Geoffrey, Erik | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, AND CHIEF FINANCIAL OFFICER | B | Control |
| Fellows, Geoffrey, Erik | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, AND CHIEF FINANCIAL OFFICER | B | Control |
| Fellows, Geoffrey, Erik | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, AND CHIEF FINANCIAL OFFICER | B | Control |
| Fellows, Geoffrey, Erik | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, AND CHIEF FINANCIAL OFFICER | B | Control |
| Fellows, Geoffrey, Erik | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, AND CHIEF FINANCIAL OFFICER | B | Control |
Registrations
Federal
IA
May 8, 2024 REGISTERED
Notice Filings (6)
AZ CA FL NY OR TX
Address
23151 VERDUGO DRIVESUITE 106
LAGUNA HILLS, CA 92653
United States
Phone: 949-371-9796