PLATFORM WEALTH MANAGEMENT, LLC
Legal name: PLATFORM WEALTH ADVISORS
CRD #329313 SEC #801-129811 HOLLADAY, UT (385) 243-0553
SEC Registered
Total AUM
$328.6M
Discretionary
$328.6M
Employees
17
Clients
0
Accounts
557
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Utah
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 3, 2025
- Branch Offices
- 2
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Bateman, Ryan | I | CHIEF FINANCE OFFICER | NA | Control |
| Bateman, Ryan | I | CHIEF FINANCE OFFICER | NA | Control |
| CHAPMAN, TYSON, EDWARD | I | CHIEF OPERATIVE OFFICER | NA | |
| CHAPMAN, TYSON, EDWARD | I | CHIEF OPERATIVE OFFICER | NA | |
| CHAPMAN, TYSON, EDWARD | I | CHIEF OPERATIVE OFFICER | NA | |
| CHAPMAN, TYSON, EDWARD | I | CHIEF OPERATIVE OFFICER | NA | |
| CHAPMAN, TYSON, EDWARD | I | CHIEF OPERATIVE OFFICER | NA | |
| NICHOLAS, TARALYN, NMN | I | DIRECTOR OF RISK AND COMPLIANCE, CHIEF COMPLIANCE OFFICER | NA | |
| NICHOLAS, TARALYN, NMN | I | DIRECTOR OF RISK AND COMPLIANCE, CHIEF COMPLIANCE OFFICER | NA | |
| NICHOLAS, TARALYN, NMN | I | DIRECTOR OF RISK AND COMPLIANCE, CHIEF COMPLIANCE OFFICER | NA | |
| NICHOLAS, TARALYN, NMN | I | DIRECTOR OF RISK AND COMPLIANCE, CHIEF COMPLIANCE OFFICER | NA | |
| NICHOLAS, TARALYN, NMN | I | DIRECTOR OF RISK AND COMPLIANCE, CHIEF COMPLIANCE OFFICER | NA | |
| Solie, Paul | I | CHIEF INFORMATION SECURITY OFFICER | NA | |
| Solie, Paul | I | CHIEF INFORMATION SECURITY OFFICER | NA | |
| PT&C GROUP, LLC | DE | MEMBER | E | Control |
| PT&C GROUP, LLC | DE | MEMBER | E | Control |
| PT&C GROUP, LLC | DE | MEMBER | E | Control |
| PT&C GROUP, LLC | DE | MEMBER | E | Control |
| PT&C GROUP, LLC | DE | MEMBER | E | Control |
| PT&C GROUP, LLC | DE | MEMBER | E | Control |
| STOVESAND, KIRK, BRIAN | I | MEMBER | B | Control |
| STOVESAND, KIRK, BRIAN | I | CHIEF COMPLIANCE OFFICER | B | Control |
| STOVESAND, KIRK, BRIAN | I | MEMBER | B | Control |
| STOVESAND, KIRK, BRIAN | I | MEMBER | B | Control |
| STOVESAND, KIRK, BRIAN | I | MEMBER | B | Control |
| STOVESAND, KIRK, BRIAN | I | MEMBER | B | Control |
| FLOREZ, REYES, R | I | CHIEF EXECUTIVE OFFICER | A | Control |
| FLOREZ, REYES, R | I | CHIEF EXECUTIVE OFFICER | A | Control |
| FLOREZ, REYES, R | I | CHIEF EXECUTIVE OFFICER | A | Control |
| FLOREZ, REYES, R | I | CHIEF EXECUTIVE OFFICER | A | Control |
| FLOREZ, REYES, R | I | CHIEF EXECUTIVE OFFICER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CYNOSURE PARTNERS III, LLP | DE | PT&C GROUP, LLC | C | Control |
| CYNOSURE PARTNERS III, LLP | DE | PT&C GROUP, LLC | C | Control |
| CYNOSURE PARTNERS III, LLP | DE | PT&C GROUP, LLC | C | Control |
| CYNOSURE PARTNERS III, LLP | DE | PT&C GROUP, LLC | C | Control |
| SWELL CAPITAL I, LLC | DE | PT&C GROUP, LLC | C | Control |
| SWELL CAPITAL I, LLC | DE | PT&C GROUP, LLC | C | Control |
| SWELL CAPITAL I, LLC | DE | PT&C GROUP, LLC | C | Control |
| SWELL CAPITAL I, LLC | DE | PT&C GROUP, LLC | C | Control |
Registrations
Federal
IA
Jun 3, 2025 REGISTERED
Notice Filings (14)
AZ CA GA LA NC NE NH NJ NY OR PA TX UT WA
Address
6510 S. MILLROCK DRHOLLADAY, UT 84121
United States
Phone: (385) 243-0553