ATLANTIC UNION MUNICIPAL ADVISORS, INC
CRD #329425 SEC #801-129419 GLEN ALLEN, VA 804-802-4955X6055
SEC Registered
Total AUM
$185.4M
Discretionary
$185.4M
Employees
4
Clients
0
Accounts
8
Firm Details
- Organization Type
- Corporation
- State of Formation
- Virginia
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 18, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CHIN, SOTHARA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHIN, SOTHARA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHIN, SOTHARA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHIN, SOTHARA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OCKERMAN, JOHN, FOSTER | I | VICE PRESIDENT, TREASURER | NA | |
| OCKERMAN, JOHN, FOSTER | I | VICE PRESIDENT, TREASURER | NA | |
| OCKERMAN, JOHN, FOSTER | I | VICE PRESIDENT, TREASURER | NA | |
| OCKERMAN, JOHN, FOSTER | I | VICE PRESIDENT, TREASURER | NA | |
| OCKERMAN, JOHN, FOSTER | I | VICE PRESIDENT, TREASURER | NA | |
| OCKERMAN, JOHN, FOSTER | I | VICE PRESIDENT, TREASURER | NA | |
| OCKERMAN, JOHN, FOSTER | I | VICE PRESIDENT, TREASURER | NA | |
| RING, DAVID, VINCENT | I | DIRECTOR | NA | Control |
| RING, DAVID, VINCENT | I | DIRECTOR | NA | Control |
| RING, DAVID, VINCENT | I | DIRECTOR | NA | Control |
| RING, DAVID, VINCENT | I | DIRECTOR | NA | Control |
| Spong, Ellen, Elizabeth | I | VICE PRESIDENT, TREASURER | NA | |
| Spong, Ellen, Elizabeth | I | VICE PRESIDENT, TREASURER | NA | |
| Spong, Ellen, Elizabeth | I | VICE PRESIDENT, TREASURER | NA | |
| Spong, Ellen, Elizabeth | I | VICE PRESIDENT, TREASURER | NA | |
| Spong, Ellen, Elizabeth | I | VICE PRESIDENT, TREASURER | NA | |
| Spong, Ellen, Elizabeth | I | VICE PRESIDENT, TREASURER | NA | |
| Spong, Ellen, Elizabeth | I | VICE PRESIDENT, TREASURER | NA | |
| TEDESCO, MARIA, PIA | I | DIRECTOR | NA | Control |
| TEDESCO, MARIA, PIA | I | DIRECTOR | NA | Control |
| TEDESCO, MARIA, PIA | I | DIRECTOR | NA | Control |
| TEDESCO, MARIA, PIA | I | DIRECTOR | NA | Control |
| YORK, MITCHELL, PAUL | I | PRESIDENT, CCO | NA | Control |
| YORK, MITCHELL, PAUL | I | PRESIDENT | NA | Control |
| YORK, MITCHELL, PAUL | I | PRESIDENT, CCO | NA | Control |
| YORK, MITCHELL, PAUL | I | PRESIDENT, CCO | NA | Control |
| YORK, MITCHELL, PAUL | I | PRESIDENT | NA | Control |
| YORK, MITCHELL, PAUL | I | PRESIDENT | NA | Control |
| YORK, MITCHELL, PAUL | I | PRESIDENT | NA | Control |
| ATLANTIC UNION BANK | DE | CORPORATION | E | Control |
| ATLANTIC UNION BANK | DE | CORPORATION | E | Control |
| ATLANTIC UNION BANK | DE | CORPORATION | E | Control |
| ATLANTIC UNION BANK | DE | CORPORATION | E | Control |
| ATLANTIC UNION BANK | DE | CORPORATION | E | Control |
| ATLANTIC UNION BANK | DE | CORPORATION | E | Control |
| ATLANTIC UNION BANK | DE | CORPORATION | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ATLANTIC UNION BANKSHARES CORPORATION | DE | ATLANTIC UNION BANK | E | Control |
| ATLANTIC UNION BANKSHARES CORPORATION | DE | ATLANTIC UNION BANK | E | Control |
| ATLANTIC UNION BANKSHARES CORPORATION | DE | ATLANTIC UNION BANK | E | Control |
| ATLANTIC UNION BANKSHARES CORPORATION | DE | ATLANTIC UNION BANK | E | Control |
| ATLANTIC UNION BANKSHARES CORPORATION | DE | ATLANTIC UNION BANK | E | Control |
| ATLANTIC UNION BANKSHARES CORPORATION | DE | ATLANTIC UNION BANK | E | Control |
Registrations
Federal
IA
Mar 18, 2025 REGISTERED
Notice Filings (1)
VA
Address
4300 COX ROADGLEN ALLEN, VA 23060
United States
Phone: 804-802-4955X6055