RIA Intelligence

HAAS FINANCIAL, INC.

CRD #329490 SEC #801-129339 SANIBEL, FL (651) 328-8070
SEC Registered
Total AUM
$75.2M
Discretionary
$75.2M
Employees
3
Clients
0
Accounts
394

Firm Details

Organization Type
Corporation
State of Formation
Minnesota
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Jul 2, 2024
Branch Offices
0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
HAAS, DAVID, ROBERTIPRINCIPAL AND CHIEF COMPLIANCE OFFICERE Control
HAAS, DAVID, ROBERTIPRINCIPAL AND CHIEF COMPLIANCE OFFICERE Control
HAAS, DAVID, ROBERTIPRINCIPAL AND CHIEF COMPLIANCE OFFICERE Control
HAAS, DAVID, ROBERTIPRINCIPAL AND CHIEF COMPLIANCE OFFICERE Control
HAAS, DAVID, ROBERTIPRINCIPAL AND CHIEF COMPLIANCE OFFICERE Control
HAAS, DAVID, ROBERTIPRINCIPAL AND CHIEF COMPLIANCE OFFICERE Control
HAAS, DAVID, ROBERTIPRINCIPAL AND CHIEF COMPLIANCE OFFICERE Control
HAAS, DAVID, ROBERTIPRINCIPAL AND CHIEF COMPLIANCE OFFICERE Control
HAAS, DAVID, ROBERTIPRINCIPAL AND CHIEF COMPLIANCE OFFICERE Control
HAAS, DAVID, ROBERTIPRINCIPAL AND CHIEF COMPLIANCE OFFICERE Control
HAAS, DAVID, ROBERTIPRINCIPAL AND CHIEF COMPLIANCE OFFICERE Control
HAAS, DAVID, ROBERTIPRINCIPAL AND CHIEF COMPLIANCE OFFICERE Control
HAAS, DAVID, ROBERTIPRINCIPAL AND CHIEF COMPLIANCE OFFICERE Control

Registrations

Federal

IA
Jul 2, 2024 REGISTERED

Notice Filings (4)

AZ FL MN TX

Address

1619 PERIWINKLE WAY
SUITE 102
SANIBEL, FL 33957
United States
Phone: (651) 328-8070