ASHTON THOMAS ADVISORS LLC

CRD #329492 SEC #801-130600 SCOTTSDALE, AZ 602-732-4745

SEC Registered

Total AUM

Discretionary

Employees

Clients

Accounts

Firm Details

Organization Type: Limited Liability Company
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Jan 8, 2025
Branch Offices: 3

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
BRODT, AARON, PAUL	I	CEO	NA	Control
BRODT, AARON, PAUL	I	CEO	NA	Control
BRODT, AARON, PAUL	I	CEO	NA	Control
BRODT, AARON, PAUL	I	CEO	NA	Control
BRODT, AARON, PAUL	I	CEO	NA	Control
Bloudek, Erica	I	CHIEF OPERATING OFFICER	NA	Control
Bloudek, Erica	I	CHIEF OPERATING OFFICER	NA	Control
Bloudek, Erica	I	CHIEF OPERATING OFFICER	NA	Control
Bloudek, Erica	I	CHIEF OPERATING OFFICER	NA	Control
Bloudek, Erica	I	CHIEF OPERATING OFFICER	NA	Control
Garcia, Peggy, Jolen	I	CHIEF COMPLIANCE OFFICER	NA	Control
Garcia, Peggy, Jolen	I	CHIEF COMPLIANCE OFFICER	NA	Control
Garcia, Peggy, Jolen	I	CHIEF COMPLIANCE OFFICER	NA	Control
Garcia, Peggy, Jolen	I	CHIEF COMPLIANCE OFFICER	NA	Control
Garcia, Peggy, Jolen	I	CHIEF COMPLIANCE OFFICER	NA	Control
HATFIELD, DAVID, T.	I	CHIEF TECHNOLOGY OFFICER	NA	Control
HATFIELD, DAVID, T.	I	CHIEF TECHNOLOGY OFFICER	NA	Control
HATFIELD, DAVID, T.	I	CHIEF TECHNOLOGY OFFICER	NA	Control
HATFIELD, DAVID, T.	I	CHIEF TECHNOLOGY OFFICER	NA	Control
HATFIELD, DAVID, T.	I	CHIEF TECHNOLOGY OFFICER	NA	Control
ASHTON THOMAS MANAGEMENT, LLC	DE	MANAGING MEMBER	E	Control
ASHTON THOMAS MANAGEMENT, LLC	DE	MANAGING MEMBER	E	Control
ASHTON THOMAS MANAGEMENT, LLC	DE	MANAGING MEMBER	E	Control
ASHTON THOMAS MANAGEMENT, LLC	DE	MANAGING MEMBER	E	Control
ASHTON THOMAS MANAGEMENT, LLC	DE	MANAGING MEMBER	E	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
HANA HOLDINGS, LLC	DE	ASHTON THOMAS MANAGEMENT, LLC	F	Control
HANA HOLDINGS, LLC	DE	ASHTON THOMAS MANAGEMENT, LLC	F	Control
HANA HOLDINGS, LLC	DE	ASHTON THOMAS MANAGEMENT, LLC	F	Control
HANA HOLDINGS, LLC	DE	ASHTON THOMAS MANAGEMENT, LLC	F	Control
REDBIRD CAPITAL PARTNERS FUND IV GENPAR LLC	DE	ARAX BUSINESS TRUST	F	Control
REDBIRD CAPITAL PARTNERS FUND IV GENPAR LLC	DE	ARAX BUSINESS TRUST	F	Control
REDBIRD CAPITAL PARTNERS FUND IV GENPAR LLC	DE	ARAX BUSINESS TRUST	F	Control
REDBIRD CAPITAL PARTNERS FUND IV GENPAR LLC	DE	ARAX BUSINESS TRUST	F	Control
WEALTHVISION, LLC	DE	ASHTON THOMAS MANAGEMENT, LLC	F	Control
WEALTHVISION, LLC	DE	ASHTON THOMAS MANAGEMENT, LLC	F	Control
WEALTHVISION, LLC	DE	ASHTON THOMAS MANAGEMENT, LLC	F	Control
WEALTHVISION, LLC	DE	ASHTON THOMAS MANAGEMENT, LLC	F	Control
ARAX BUSINESS TRUST	DE	ARAX INVESTMENT PARTNERS, LLC	E	Control
ARAX BUSINESS TRUST	DE	ARAX INVESTMENT PARTNERS, LLC	E	Control
ARAX BUSINESS TRUST	DE	ARAX INVESTMENT PARTNERS, LLC	E	Control
ARAX BUSINESS TRUST	DE	ARAX INVESTMENT PARTNERS, LLC	E	Control
ARAX INVESTMENT PARTNERS, LLC	DE	ARAX MIDCO, LLC	E	Control
ARAX INVESTMENT PARTNERS, LLC	DE	ARAX MIDCO, LLC	E	Control
ARAX INVESTMENT PARTNERS, LLC	DE	ARAX MIDCO, LLC	E	Control
ARAX INVESTMENT PARTNERS, LLC	DE	ARAX MIDCO, LLC	E	Control
ARAX MIDCO, LLC	DE	ARAX WEALTH MANAGEMENT, LLC	E	Control
ARAX MIDCO, LLC	DE	ARAX WEALTH MANAGEMENT, LLC	E	Control
ARAX MIDCO, LLC	DE	ARAX WEALTH MANAGEMENT, LLC	E	Control
ARAX MIDCO, LLC	DE	ARAX WEALTH MANAGEMENT, LLC	E	Control
ARAX WEALTH MANAGEMENT, LLC	DE	ASHTON THOMAS MANAGEMENT, LLC	D	Control
ARAX WEALTH MANAGEMENT, LLC	DE	ASHTON THOMAS MANAGEMENT, LLC	D	Control
ARAX WEALTH MANAGEMENT, LLC	DE	ASHTON THOMAS MANAGEMENT, LLC	D	Control
ARAX WEALTH MANAGEMENT, LLC	DE	ASHTON THOMAS MANAGEMENT, LLC	D	Control

Registrations

Federal

Jan 8, 2025 REGISTERED

Notice Filings (5)

AR AZ FL NY TX

Address

8605 EAST RAINTREE DRIVE
SUITE 280
SCOTTSDALE, AZ 85260
United States

Phone: 602-732-4745