PANDI, LLC
CRD #330112 SEC #801-131022 KANSAS CITY, MO 913-437-9900
SEC Registered
Total AUM
$2B
Discretionary
$1.5B
Employees
14
Clients
25
Accounts
143
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Kansas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 23, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| EVANS, MAUREEN, MCGANNON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EVANS, MAUREEN, MCGANNON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EVANS, MAUREEN, MCGANNON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EVANS, MAUREEN, MCGANNON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EVANS, MAUREEN, MCGANNON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FERGUSON, MATTHEW, GENE | I | CHIEF EXECUTIVE OFFICER/CHIEF INFORMATION OFFICER | NA | Control |
| FERGUSON, MATTHEW, GENE | I | CHIEF EXECUTIVE OFFICER/CHIEF INFORMATION OFFICER | NA | Control |
| FERGUSON, MATTHEW, GENE | I | CHIEF EXECUTIVE OFFICER/CHIEF INFORMATION OFFICER | NA | Control |
| FERGUSON, MATTHEW, GENE | I | CHIEF EXECUTIVE OFFICER/CHIEF INFORMATION OFFICER | NA | Control |
| FERGUSON, MATTHEW, GENE | I | CHIEF EXECUTIVE OFFICER/CHIEF INFORMATION OFFICER | NA | Control |
| FERGUSON, MATTHEW, GENE | I | CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER | NA | Control |
| FERGUSON, MATTHEW, GENE | I | CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER | NA | Control |
| FERGUSON, MATTHEW, GENE | I | CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER | NA | Control |
| HEYEN, LAUREN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HEYEN, LAUREN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HEYEN, LAUREN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HEYEN, LAUREN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HEYEN, LAUREN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HEYEN, LAUREN, ELIZABETH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HEYEN, LAUREN, ELIZABETH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HEYEN, LAUREN, ELIZABETH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ROLDAN, DANTE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROLDAN, DANTE, ANTONIO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROLDAN, DANTE, ANTONIO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| EXCOLO, LLC | DE | MEMBER | D | Control |
| EXCOLO, LLC | DE | MEMBER | D | Control |
| EXCOLO, LLC | DE | MEMBER | D | Control |
| EXCOLO, LLC | DE | MEMBER | D | Control |
| EXCOLO, LLC | DE | MEMBER | D | Control |
| EXCOLO, LLC | DE | MEMBER | D | Control |
| EXCOLO, LLC | DE | MEMBER | D | Control |
| EXCOLO, LLC | DE | MEMBER | D | Control |
| TIFEC, LLC | DE | MEMBER | D | Control |
| TIFEC, LLC | DE | MEMBER | D | Control |
| TIFEC, LLC | DE | MEMBER | D | Control |
| TIFEC, LLC | DE | MEMBER | D | Control |
| TIFEC, LLC | DE | MEMBER | D | Control |
| TIFEC, LLC | DE | MEMBER | D | Control |
| TIFEC, LLC | DE | MEMBER | D | Control |
| TIFEC, LLC | DE | MEMBER | D | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BARTON, CORTNEY, PATTERSON | I | CORTNEY PATTERSON BARTON REVOCABLE TRUST | F | Control |
| BARTON, CORTNEY, PATTERSON | I | CORTNEY PATTERSON BARTON REVOCABLE TRUST | F | Control |
| Barton, Cortney | I | CORTNEY PATTERSON BARTON REVOCABLE TRUST | F | Control |
| ILLIG, CLIFFORD, WAYNE | I | CLIFFORD W. ILLIG REVOCABLE TRUST | F | Control |
| ILLIG, CLIFFORD, WAYNE | I | CLIFFORD W. ILLIG REVOCABLE TRUST | F | Control |
| Illig, Clifford | I | CLIFFORD W. ILLIG REVOCABLE TRUST | F | Control |
| PATTERSON, CLAY, ALLEN | I | CLAY ALLEN PATTERSON REVOCABLE TRUST | F | Control |
| PATTERSON, CLAY, ALLEN | I | CLAY ALLEN PATTERSON REVOCABLE TRUST | F | Control |
| PATTERSON, WILLIAM, O'NEAL | I | WILL O'NEAL PATTERSON REVOCABLE TRUST | F | Control |
| PATTERSON, WILLIAM, O'NEAL | I | WILL O'NEAL PATTERSON REVOCABLE TRUST | F | Control |
| Patterson, Clay | I | CLAY ALLEN PATTERSON REVOCABLE TRUST | F | Control |
| Patterson, William | I | WILL O'NEAL PATTERSON REVOCABLE TRUST | F | Control |
| SMITH, LINDSEY, PATTERSON | I | LINDSEY PATTERSON SMITH REVOCABLE TRUST | F | Control |
| SMITH, LINDSEY, PATTERSON | I | LINDSEY PATTERSON SMITH REVOCABLE TRUST | F | Control |
| Smith, Lindsey | I | LINDSEY PATTERSON SMITH REVOCABLE TRUST | F | Control |
| CLIFFORD W. ILLIG REVOCABLE TRUST | DE | TIFEC, LLC | E | Control |
| CLIFFORD W. ILLIG REVOCABLE TRUST | DE | TIFEC, LLC | E | Control |
| CLIFFORD W. ILLIG REVOCABLE TRUST | DE | TIFEC, LLC | E | Control |
| CLAY ALLEN PATTERSON REVOCABLE TRUST | DE | EXCOLO, LLC | C | Control |
| CLAY ALLEN PATTERSON REVOCABLE TRUST | DE | EXCOLO, LLC | C | Control |
| CLAY ALLEN PATTERSON REVOCABLE TRUST | DE | EXCOLO, LLC | C | Control |
| CORTNEY PATTERSON BARTON REVOCABLE TRUST | DE | EXCOLO, LLC | C | Control |
| CORTNEY PATTERSON BARTON REVOCABLE TRUST | DE | EXCOLO, LLC | C | Control |
| CORTNEY PATTERSON BARTON REVOCABLE TRUST | DE | EXCOLO, LLC | C | Control |
| LINDSEY PATTERSON SMITH REVOCABLE TRUST | DE | EXCOLO, LLC | C | Control |
| LINDSEY PATTERSON SMITH REVOCABLE TRUST | DE | EXCOLO, LLC | C | Control |
| LINDSEY PATTERSON SMITH REVOCABLE TRUST | DE | EXCOLO, LLC | C | Control |
| WILL O'NEAL PATTERSON REVOCABLE TRUST | DE | EXCOLO, LLC | C | Control |
| WILL O'NEAL PATTERSON REVOCABLE TRUST | DE | EXCOLO, LLC | C | Control |
| WILL O'NEAL PATTERSON REVOCABLE TRUST | DE | EXCOLO, LLC | C | Control |
Registrations
Federal
IA
May 23, 2025 REGISTERED
Notice Filings (3)
KS MO TX
Address
300 WYANDOTTE STREETSUITE 301
KANSAS CITY, MO 64105
United States
Phone: 913-437-9900