CAPZONE MANAGEMENT LLC
CRD #330135 SEC #801-130055 NORWALK, CT 646-580-3195
SEC Registered Private Funds
Total AUM
$204.8M
Discretionary
$204.8M
Employees
14
Clients
0
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 13, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LAKE, CHARLES, THORNTON | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| LAKE, CHARLES, THORNTON | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| LAKE, CHARLES, THORNTON | I | PRESIDENT | NA | Control |
| LAKE, CHARLES, THORNTON | I | PRESIDENT | NA | Control |
| LAKE, CHARLES, THORNTON | I | PRESIDENT | NA | Control |
| LAKE, KIMBERLY, JOANNE | I | GENERAL COUNSEL | NA | Control |
| LAKE, KIMBERLY, JOANNE | I | GENERAL COUNSEL | NA | Control |
| LAKE, KIMBERLY, JOANNE | I | GENERAL COUNSEL | NA | Control |
| LAKE, KIMBERLY, JOANNE | I | GENERAL COUNSEL AND OWNER | NA | Control |
| LAKE, KIMBERLY, JOANNE | I | GENERAL COUNSEL AND OWNER | NA | Control |
| MCPHEE, JAIME, MELISSA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCPHEE, JAIME, MELISSA | I | CHIEF COMPLIANCE OFFICER | NA | |
| MCPHEE, JAIME, MELISSA | I | CHIEF COMPLIANCE OFFICER | NA | |
| CAPZONE IMPACT INVESTMENTS | DE | OWNER | E | Control |
| CAPZONE IMPACT INVESTMENTS | DE | OWNER | E | Control |
| CAPZONE IMPACT INVESTMENTS | DE | OWNER | E | Control |
| CAPZONE IMPACT INVESTMENTS, LLC | DE | OWNER | E | Control |
| CAPZONE IMPACT INVESTMENTS, LLC | DE | OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| LAKE, KIMBERLY, JOANNE | I | PUCHALA & CO | D | Control |
| LAKE, KIMBERLY, JOANNE | I | PUCHALA & CO | D | Control |
| PUCHALA & CO | DE | CAPZONE IMPACT INVESTMENTS | D | Control |
| PUCHALA & CO | DE | CAPZONE IMPACT INVESTMENTS | D | Control |
| PUCHALA, ALFRED, JOHN | I | PUCHALA & CO | D | Control |
| PUCHALA, ALFRED, JOHN | I | PUCHALA & CO | D | Control |
| RENOVATION CAPITAL, LLC | DE | CAPZONE IMPACT INVESTMENTS | C | |
| RENOVATION CAPITAL, LLC | DE | CAPZONE IMPACT INVESTMENTS | C |
Registrations
Federal
IA
May 13, 2025 REGISTERED
Notice Filings (1)
CT
Address
50 WASHINGTON STREET, 9TH FLOORNORWALK, CT 06854
United States
Phone: 646-580-3195