UPSTREAM LIFE WEALTH MANAGEMENT LLC
CRD #330469 SEC #801-129917 OXFORD, MS 6628011029
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
4
Clients
0
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Mississippi
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 3, 2024
- Branch Offices
- 0
- LEI
- 93-4492571
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| EMERSON, JOSEPH, DAVID | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EMERSON, JOSEPH, DAVID | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EMERSON, JOSEPH, DAVID | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EMERSON, JOSEPH, DAVID | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PAYNE, JUSTIN, AVENT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PAYNE, JUSTIN, AVENT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PAYNE, JUSTIN, AVENT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PAYNE, JUSTIN, AVENT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| UPSTREAM LIFE SECURITY COMPANY | DE | LIFE INSURANCE COMPANY | E | Control |
| UPSTREAM LIFE SECURITY COMPANY | DE | LIFE INSURANCE COMPANY | E | Control |
| UPSTREAM LIFE SECURITY COMPANY | DE | LIFE INSURANCE COMPANY | E | Control |
| UPSTREAM LIFE SECURITY COMPANY | DE | LIFE INSURANCE COMPANY | E | Control |
| UPSTREAM LIFE SECURITY COMPANY | DE | LIFE INSURANCE COMPANY | E | Control |
| UPSTREAM LIFE SECURITY COMPANY | DE | LIFE INSURANCE COMPANY | E | Control |
| Arceneaux, Colby | I | CO -OWNER | D | Control |
| Arceneaux, Colby | I | CO -OWNER | D | Control |
| Arceneaux, Colby | I | CO -OWNER | D | Control |
| PAYNE, JUSTIN, AVENT | I | CHIEF COMPLIANCE OFFICER | C | Control |
| PAYNE, JUSTIN, AVENT | I | CHIEF COMPLIANCE OFFICER | C | Control |
| Arceneaux, Colby | I | CO -OWNER | B | Control |
| Derek, Hebert | I | CO-OWNER | B | Control |
| EMERSON, JOSEPH, DAVID | I | CO-OWNER | B | Control |
| HEBERT, KEVIN, JAMES | I | CO-OWNER | B | Control |
| HEBERT, KEVIN, JAMES | I | CO-OWNER | B | Control |
| HEBERT, KEVIN, JAMES | I | CO-OWNER | B | Control |
| HEBERT, KEVIN, JAMES | I | CO-OWNER | B | Control |
| HERBERT, DEREK | I | CO-OWNER | B | Control |
| HERBERT, DEREK | I | CO-OWNER | B | Control |
| HERBERT, DEREK | I | CO-OWNER | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| EMERSON, JOSEPH, DAVID | I | UPSTREAM LIFE SECURITY COMPANY | F | |
| Arceneaux, Colby | I | UPSTREAM LIFE SECURITY COMPANY | D | Control |
Registrations
Federal
IA
May 3, 2024 REGISTERED
Notice Filings (1)
MS
Address
265 NORTH LAMAR BOULEVARDOXFORD, MS 38655
United States
Phone: 6628011029