RIA Intelligence

POLEN CAPITAL CLO MANAGEMENT, LLC

CRD #330470 SEC #801-129899 WALTHAM, MA 781-283-8500
SEC Registered Private Funds
Total AUM
$157.2M
Discretionary
$157.2M
Employees
48
Clients
--
Accounts
1

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 27, 2025
Branch Offices
1

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
GOLDBERG, BRIAN, DAVIDISECRETARYNA
GOLDBERG, BRIAN, DAVIDISECRETARYNA
MCCARTHY, JOSHUA, LIAMICHIEF COMPLIANCE OFFICERNA
MCCARTHY, JOSHUA, LIAMICHIEF COMPLIANCE OFFICERNA
MOSS, STANLEY, CHARLESIPRESIDENT/CHIEF EXECUTIVE OFFICERNA Control
MOSS, STANLEY, CHARLESIPRESIDENT/CHIEF EXECUTIVE OFFICERNA Control
POLEN CAPITAL CREDIT, LLCDEMEMBERE Control
POLEN CAPITAL CREDIT, LLCDEMEMBERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
DAVIDOWITZ, DANIEL, ADAMIDANIEL A. DAVIDOWITZ REVOCABLE TRUSTF Control
MOSS, STANLEY, CHARLESISTAN C. MOSS REVOCABLE TRUSTF Control
POLEN CAPITAL HOLDINGS GP, LLCDEPOLEN CAPITAL HOLDINGS, LPF Control
POLEN CAPITAL MANAGEMENT, LLCDEPOLEN CAPITAL CREDIT, LLCE Control
DANIEL A. DAVIDOWITZ REVOCABLE TRUSTDEPOLEN CAPITAL HOLDINGS GP, LLCD Control
POLEN CAPITAL HOLDINGS, LPDEPOLEN CAPITAL MANAGEMENT, LLCD Control
STAN C. MOSS REVOCABLE TRUSTDEPOLEN CAPITAL HOLDINGS GP, LLCD Control
DANIEL A. DAVIDOWITZ REVOCABLE TRUSTDEPOLEN CAPITAL HOLDINGS, LPC Control
STAN C. MOSS REVOCABLE TRUSTDEPOLEN CAPITAL HOLDINGS, LPC Control

Registrations

Federal

IA
Mar 27, 2025 REGISTERED

Notice Filings (2)

DE MA

Address

1075 MAIN STREET, SUITE 320
WALTHAM, MA 02451
United States
Phone: 781-283-8500