KETRON FINANCIAL LLC
CRD #330807 SEC #801-130222 NOVATO, CA 415-892-0928
SEC Registered
Total AUM
$300M
Discretionary
$300M
Employees
3
Clients
11
Accounts
680
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 18, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Wise, Courtenay, A. | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| Wise, Courtenay, A. | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| Wise, Courtenay, A. | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| Wise, Courtenay, A. | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| Wise, Courtenay, A. | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| Wise, Courtenay, A. | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| Wise, Courtenay, A. | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| Wise, Courtenay, A. | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| Aguirre, Ruth, E. | I | MEMBER | B | Control |
| Aguirre, Ruth, E. | I | MEMBER | B | Control |
| Aguirre, Ruth, E. | I | MEMBER | B | Control |
| Aguirre, Ruth, E. | I | MEMBER | B | Control |
| Aguirre, Ruth, E. | I | MEMBER | B | Control |
| Aguirre, Ruth, E. | I | MEMBER | B | Control |
| Aguirre, Ruth, E. | I | MEMBER | B | Control |
| Aguirre, Ruth, E. | I | MEMBER | B | Control |
Registrations
Federal
IA
Nov 18, 2025 REGISTERED
Notice Filings (8)
AR CA ID LA NV OR TX WA
Address
1500 GRANT AVE STE 238NOVATO, CA 94945
United States
Phone: 415-892-0928