RIA Intelligence

3FOURTEEN & SMI ADVISORY SERVICES, LLC

CRD #331301 SEC #801-130295 COLUMBUS, IN 800-796-4975
SEC Registered
Total AUM
$840M
Discretionary
$840M
Employees
6
Clients
--
Accounts
2

Firm Details

Organization Type
Limited Liability Company
State of Formation
Indiana
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Jun 3, 2025
Branch Offices
0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BEERWART, FREDERICK, JACOBICHIEF COMPLIANCE OFFICERNA Control
BEERWART, FREDERICK, JACOBICHIEF COMPLIANCE OFFICERNA Control
BEERWART, FREDERICK, JACOBICHIEF COMPLIANCE OFFICERNA Control
BEERWART, FREDERICK, JACOBICHIEF COMPLIANCE OFFICERNA Control
BEERWART, FREDERICK, JACOBICHIEF COMPLIANCE OFFICERNA Control
BEERWART, FREDERICK, JACOBICHIEF COMPLIANCE OFFICERNA Control
BILLER, MARK, ANDREWICHIEF EXECUTIVE OFFICERNA Control
BILLER, MARK, ANDREWICHIEF EXECUTIVE OFFICERNA Control
BILLER, MARK, ANDREWICHIEF EXECUTIVE OFFICERNA Control
BILLER, MARK, ANDREWICHIEF EXECUTIVE OFFICERNA Control
BILLER, MARK, ANDREWICHIEF EXECUTIVE OFFICERNA Control
COLLIER, ERIC, STEPHENIPORTFOLIO MANAGERNA Control
COLLIER, ERIC, STEPHENIPORTFOLIO MANAGERNA Control
COLLIER, ERIC, STEPHENIPORTFOLIO MANAGERNA Control
COLLIER, ERIC, STEPHENIPORTFOLIO MANAGERNA Control
COLLIER, ERIC, STEPHENIPORTFOLIO MANAGERNA Control
PIES, WARREN, ANDREWICHIEF INVESTMENT OFFICERNA Control
PIES, WARREN, ANDREWICHIEF INVESTMENT OFFICERNA Control
PIES, WARREN, ANDREWICHIEF INVESTMENT OFFICERNA Control
PIES, WARREN, ANDREWICHIEF INVESTMENT OFFICERNA Control
PIES, WARREN, ANDREWICHIEF INVESTMENT OFFICERNA Control
3FOURTEEN RESEARCH, LLCDEOWNERD Control
3FOURTEEN RESEARCH, LLCDEOWNERD Control
3FOURTEEN RESEARCH, LLCDEOWNERD Control
3FOURTEEN RESEARCH, LLCDEOWNERD Control
3FOURTEEN RESEARCH, LLCDEOWNERD Control
3FOURTEEN RESEARCH, LLCDEOWNERD Control
SMI ADVISORY SERVICES, LLCDEOWNERD Control
SMI ADVISORY SERVICES, LLCDEOWNERD Control
SMI ADVISORY SERVICES, LLCDEOWNERD Control
SMI ADVISORY SERVICES, LLCDEOWNERD Control
SMI ADVISORY SERVICES, LLCDEOWNERD Control
SMI ADVISORY SERVICES, LLCDEOWNERD Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
MARATHON PARTNERS, LLCDESMI ADVISORY SERVICES, LLCD Control
MARATHON PARTNERS, LLCDESMI ADVISORY SERVICES, LLCD Control
MARATHON PARTNERS, LLCDESMI ADVISORY SERVICES, LLCD Control
MARATHON PARTNERS, LLCDESMI ADVISORY SERVICES, LLCD Control
OMNIUM INVESTMENT COMPANY, LLCDESMI ADVISORY SERVICES, LLCC Control
OMNIUM INVESTMENT COMPANY, LLCDESMI ADVISORY SERVICES, LLCC Control
OMNIUM INVESTMENT COMPANY, LLCDESMI ADVISORY SERVICES, LLCC Control
OMNIUM INVESTMENT COMPANY, LLCDESMI ADVISORY SERVICES, LLCC Control
PIES, WARREN, ANDREWI3FOURTEEN RESEARCH, LLCC Control
PIES, WARREN, ANDREWI3FOURTEEN RESEARCH, LLCC Control
PIES, WARREN, ANDREWI3FOURTEEN RESEARCH, LLCC Control
PIES, WARREN, ANDREWI3FOURTEEN RESEARCH, LLCC Control
Pies, AmieI3FOURTEEN RESEARCH, LLCC Control
Pies, AmieI3FOURTEEN RESEARCH, LLCC Control
Pies, AmieI3FOURTEEN RESEARCH, LLCC Control
Pies, AmieI3FOURTEEN RESEARCH, LLCC Control
VIDAL, FERNANDO, RAULI3FOURTEEN RESEARCH, LLCC Control
VIDAL, FERNANDO, RAULI3FOURTEEN RESEARCH, LLCC Control
VIDAL, FERNANDO, RAULI3FOURTEEN RESEARCH, LLCC Control
VIDAL, FERNANDO, RAULI3FOURTEEN RESEARCH, LLCC Control

Registrations

Federal

IA
Jun 3, 2025 REGISTERED

Notice Filings (2)

FL IN

Address

4400 RAY BOLL BLVD.
COLUMBUS, IN 47203
United States
Phone: 800-796-4975