SWP INVESTMENT MANAGEMENT LLC
CRD #331314 SEC #801-130403 INDEPENDENCE, OH 216-800-9000
SEC Registered
Total AUM
$84.1M
Discretionary
$84.1M
Employees
6
Clients
0
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Ohio
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 19, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| TEPPER, MARK, M | I | MANAGING MEMBER & CHIEF EXECUTIVE OFFICER | D | Control |
| TEPPER, MARK, M | I | MANAGING MEMBER & CHIEF EXECUTIVE OFFICER | D | Control |
| TEPPER, MARK, M | I | MANAGING MEMBER & CHIEF EXECUTIVE OFFICER | D | Control |
| TEPPER, MARK, M | I | MANAGING MEMBER & CHIEF EXECUTIVE OFFICER | D | Control |
| FISCHER, NATHAN, MICHAEL | I | PRESIDENT & CHIEF INVESTMENT OFFICER | C | |
| FISCHER, NATHAN, MICHAEL | I | PRESIDENT & CHIEF INVESTMENT OFFICER | C | |
| FISCHER, NATHAN, MICHAEL | I | PRESIDENT & CHIEF INVESTMENT OFFICER | C | |
| FISCHER, NATHAN, MICHAEL | I | PRESIDENT & CHIEF INVESTMENT OFFICER | C | |
| FISCHER, NATHAN, MICHAEL | I | PRESIDENT & CHIEF INVESTMENT OFFICER | C | |
| TEPPER, MARK, M | I | MANAGING MEMBER & CHIEF EXECUTIVE OFFICER | C | Control |
| TEPPER, MARK, M | I | MANAGING MEMBER & CHIEF EXECUTIVE OFFICER | C | Control |
| TEPPER, MARK, M | I | MANAGING MEMBER & CHIEF EXECUTIVE OFFICER | C | Control |
| TEPPER, MARK, M | I | MANAGING MEMBER & CHIEF EXECUTIVE OFFICER | C | Control |
| TEPPER, MARK, M | I | MANAGING MEMBER & CHIEF EXECUTIVE OFFICER | C | Control |
| FISCHER, NATHAN, MICHAEL | I | PRESIDENT & CHIEF INVESTMENT OFFICER | B | |
| FISCHER, NATHAN, MICHAEL | I | PRESIDENT & CHIEF INVESTMENT OFFICER | B | |
| FISCHER, NATHAN, MICHAEL | I | PRESIDENT & CHIEF INVESTMENT OFFICER | B | |
| FISCHER, NATHAN, MICHAEL | I | PRESIDENT & CHIEF INVESTMENT OFFICER | B | |
| Bures, Matthew, Allen | I | CHIEF COMPLIANCE OFFICER | A | |
| Bures, Matthew, Allen | I | CHIEF COMPLIANCE OFFICER | A | |
| Bures, Matthew, Allen | I | CHIEF COMPLIANCE OFFICER | A | |
| Bures, Matthew, Allen | I | CHIEF COMPLIANCE OFFICER | A | |
| Bures, Matthew, Allen | I | CHIEF COMPLIANCE OFFICER | A | |
| Bures, Matthew, Allen | I | CHIEF COMPLIANCE OFFICER | A | |
| Bures, Matthew, Allen | I | CHIEF COMPLIANCE OFFICER | A | |
| Bures, Matthew, Allen | I | CHIEF COMPLIANCE OFFICER | A | |
| Bures, Matthew, Allen | I | CHIEF COMPLIANCE OFFICER | A | |
| GEARY, MATTHEW, HOWARD | I | PORTFOLIO MANAGER & ANALYST | A | |
| GEARY, MATTHEW, HOWARD | I | PORTFOLIO MANAGER & ANALYST | A | |
| GEARY, MATTHEW, HOWARD | I | PORTFOLIO MANAGER & ANALYST | A | |
| GEARY, MATTHEW, HOWARD | I | PORTFOLIO MANAGER & ANALYST | A | |
| GEARY, MATTHEW, HOWARD | I | PORTFOLIO MANAGER & ANALYST | A | |
| GEARY, MATTHEW, HOWARD | I | PORTFOLIO MANAGER & ANALYST | A | |
| GEARY, MATTHEW, HOWARD | I | PORTFOLIO MANAGER & ANALYST | A | |
| GEARY, MATTHEW, HOWARD | I | PORTFOLIO MANAGER & ANALYST | A | |
| GEARY, MATTHEW, HOWARD | I | PORTFOLIO MANAGER & ANALYST | A | |
| LAMBERT, ROBERT, JOHN | I | PORTFOLIO MANAGER & ANALYST | A | |
| LAMBERT, ROBERT, JOHN | I | PORTFOLIO MANAGER & ANALYST | A | |
| LAMBERT, ROBERT, JOHN | I | PORTFOLIO MANAGER & ANALYST | A | |
| LAMBERT, ROBERT, JOHN | I | PORTFOLIO MANAGER & ANALYST | A | |
| LAMBERT, ROBERT, JOHN | I | PORTFOLIO MANAGER & ANALYST | A | |
| LAMBERT, ROBERT, JOHN | I | PORTFOLIO MANAGER & ANALYST | A | |
| LAMBERT, ROBERT, JOHN | I | PORTFOLIO MANAGER & ANALYST | A | |
| LAMBERT, ROBERT, JOHN | I | PORTFOLIO MANAGER & ANALYST | A | |
| LAMBERT, ROBERT, JOHN | I | PORTFOLIO MANAGER & ANALYST | A | |
| ZABIEGALA, ANTHONY, A | I | SHAREHOLDER | A | |
| ZABIEGALA, ANTHONY, A | I | SHAREHOLDER | A | |
| ZABIEGALA, ANTHONY, A | I | SHAREHOLDER | A | |
| ZABIEGALA, ANTHONY, A | I | SHAREHOLDER | A | |
| ZABIEGALA, ANTHONY, A | I | SHAREHOLDER | A | |
| ZABIEGALA, ANTHONY, A | I | SHAREHOLDER | A | |
| ZABIEGALA, ANTHONY, A | I | SHAREHOLDER | A | |
| ZABIEGALA, ANTHONY, A | I | SHAREHOLDER | A | |
| ZABIEGALA, ANTHONY, A | I | SHAREHOLDER | A |
Registrations
Federal
IA
Dec 19, 2025 REGISTERED
Notice Filings (1)
OH
Address
5005 ROCKSIDE ROADSUITE 1200
INDEPENDENCE, OH 44131
United States
Phone: 216-800-9000