CASTLE ROCK ADVISORS LLC
CRD #331429 SEC #801-130907 BOSTON, MA 617-227-0050
SEC Registered Private Funds
Total AUM
$1.6B
Discretionary
$493.7M
Employees
33
Clients
25
Accounts
22
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 4, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ACKERMAN, REUBEN, BENJAMIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| ACKERMAN, REUBEN, BENJAMIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| ACKERMAN, REUBEN, BENJAMIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| ACKERMAN, REUBEN, BENJAMIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| ACKERMAN, REUBEN, BENJAMIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| BRING, KENNETH, SCOTT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BRING, KENNETH, SCOTT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BRING, KENNETH, SCOTT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BRING, KENNETH, SCOTT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CALLAGHAN, KEVIN, THOMAS | I | EXECUTIVE OFFICER | NA | Control |
| CALLAGHAN, KEVIN, THOMAS | I | EXECUTIVE OFFICER | NA | Control |
| CARBONNEAU, DANIEL, PAUL | I | PARTNER | NA | |
| CARBONNEAU, DANIEL, PAUL | I | PARTNER | NA | |
| CARBONNEAU, DANIEL, PAUL | I | PARTNER | NA | |
| CARBONNEAU, DANIEL, PAUL | I | PARTNER | NA | Control |
| CARBONNEAU, DANIEL, PAUL | I | PARTNER | NA | Control |
| HADLEY, CHRISTOPHER, JOHN | I | EXECUTIVE OFFICER | NA | Control |
| HADLEY, CHRISTOPHER, JOHN | I | EXECUTIVE OFFICER | NA | Control |
| HADLEY, CHRISTOPHER, JOHN | I | EXECUTIVE OFFICER | NA | Control |
| HADLEY, CHRISTOPHER, JOHN | I | EXECUTIVE OFFICER | NA | Control |
| HADLEY, CHRISTOPHER, JOHN | I | EXECUTIVE OFFICER | NA | Control |
| JONES, ROSS, MARSHALL | I | EXECUTIVE OFFICER | NA | Control |
| JONES, ROSS, MARSHALL | I | EXECUTIVE OFFICER | NA | Control |
| JONES, ROSS, MARSHALL | I | EXECUTIVE OFFICER | NA | Control |
| JONES, ROSS, MARSHALL | I | EXECUTIVE OFFICER | NA | Control |
| JONES, ROSS, MARSHALL | I | EXECUTIVE OFFICER | NA | Control |
| MARTINEZ TORRES, BERTTY | I | CHIEF FINANCIAL OFFICER | NA | |
| MUSSLEWHITE, SHARLYN, CARTER | I | GENERAL COUNSEL | NA | Control |
| MUSSLEWHITE, SHARLYN, CARTER | I | GENERAL COUNSEL | NA | Control |
| MUSSLEWHITE, SHARLYN, CARTER | I | GENERAL COUNSEL | NA | Control |
| MUSSLEWHITE, SHARLYN, CARTER | I | GENERAL COUNSEL | NA | Control |
| MUSSLEWHITE, SHARLYN, CARTER | I | GENERAL COUNSEL | NA | Control |
| SEETHARAM, ANIL, NMN | I | EXECUTIVE OFFICER | NA | Control |
| SEETHARAM, ANIL, NMN | I | EXECUTIVE OFFICER | NA | Control |
| SMALL, ROBERT, JOSHUA | I | EXECUTIVE OFFICER | NA | Control |
| SMALL, ROBERT, JOSHUA | I | EXECUTIVE OFFICER | NA | Control |
| SMALL, ROBERT, JOSHUA | I | EXECUTIVE OFFICER | NA | Control |
| SMALL, ROBERT, JOSHUA | I | EXECUTIVE OFFICER | NA | Control |
| SMALL, ROBERT, JOSHUA | I | EXECUTIVE OFFICER | NA | Control |
| SWEENY, MICHAEL, BUCKNER | I | CHIEF INVESTMENT OFFICER | NA | |
| SWEENY, MICHAEL, BUCKNER | I | CHIEF INVESTMENT OFFICER | NA | |
| SWEENY, MICHAEL, BUCKNER | I | CHIEF INVESTMENT OFFICER | NA | |
| SWEENY, MICHAEL, BUCKNER | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SWEENY, MICHAEL, BUCKNER | I | CHIEF INVESTMENT OFFICER | NA | Control |
| Souza, Eric, R | I | CHIEF TECHNOLOGY OFFICER AND CISO | NA | |
| Souza, Eric, R | I | CHIEF TECHNOLOGY OFFICER AND CISO | NA | |
| Souza, Eric, R | I | CHIEF TECHNOLOGY OFFICER AND CISO | NA | |
| Souza, Eric, R | I | CHIEF TECHNOLOGY OFFICER AND CISO | NA | |
| Souza, Eric, R | I | CHIEF TECHNOLOGY OFFICER AND CISO | NA | |
| THOMPSON, TERRY, H | I | CHIEF OPERATING OFFICER | NA | Control |
| THOMPSON, TERRY, H | I | CHIEF OPERATING OFFICER | NA | Control |
| THOMPSON, TERRY, H | I | CHIEF OPERATING OFFICER | NA | Control |
| THOMPSON, TERRY, H | I | CHIEF OPERATING OFFICER | NA | Control |
| CASTLE ROCK ADVISORS HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| CASTLE ROCK ADVISORS HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| CASTLE ROCK ADVISORS HOLDINGS LLC | DE | MANAGING MEMBER | D | Control |
| CASTLE ROCK ADVISORS HOLDINGS LLC | DE | MANAGING MEMBER | D | Control |
| CASTLE ROCK ADVISORS HOLDINGS LLC | DE | MANAGING MEMBER | D | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BERKSHIRE PARTNERS HOLDINGS LLC | DE | CASTLE ROCK ADVISORS HOLDINGS LLC | D | Control |
| BERKSHIRE PARTNERS HOLDINGS LLC | DE | CASTLE ROCK ADVISORS HOLDINGS LLC | D | Control |
| BERKSHIRE PARTNERS HOLDINGS LLC | DE | CASTLE ROCK ADVISORS HOLDINGS LLC | D | Control |
Registrations
Federal
IA
Jun 4, 2025 REGISTERED
Notice Filings (2)
CA MA
Address
200 CLARENDON STREET 35TH FLBOSTON, MA 02116-5040
United States
Phone: 617-227-0050