GUGGENHEIM PRIVATE INVESTMENTS, LLC

CRD #331479 SEC #801-131052 NEW YORK, NY 1-212-739-0700

SEC Registered

Total AUM

$2.9B

Discretionary

Employees

Clients

Accounts

Firm Details

Organization Type: Limited Liability Company
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: May 14, 2025
Branch Offices: 1

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
DILORENZO, DINA, MARIE	I	PRESIDENT	NA	Control
DILORENZO, DINA, MARIE	I	PRESIDENT	NA	Control
DILORENZO, DINA, MARIE	I	PRESIDENT	NA	Control
DILORENZO, DINA, MARIE	I	PRESIDENT	NA	Control
DILORENZO, DINA, MARIE	I	PRESIDENT	NA	Control
DILORENZO, DINA, MARIE	I	PRESIDENT	NA	Control
DILORENZO, DINA, MARIE	I	PRESIDENT	NA	Control
SAPERSTEIN, ROBERT, ANDREW	I	CHIEF COMPLIANCE OFFICER	NA	Control
SAPERSTEIN, ROBERT, ANDREW	I	CHIEF COMPLIANCE OFFICER	NA	Control
SAPERSTEIN, ROBERT, ANDREW	I	CHIEF COMPLIANCE OFFICER	NA	Control
SAPERSTEIN, ROBERT, ANDREW	I	CHIEF COMPLIANCE OFFICER	NA	Control
SAPERSTEIN, ROBERT, ANDREW	I	CHIEF COMPLIANCE OFFICER	NA	Control
SAPERSTEIN, ROBERT, ANDREW	I	CHIEF COMPLIANCE OFFICER	NA	Control
SAPERSTEIN, ROBERT, ANDREW	I	CHIEF COMPLIANCE OFFICER	NA	Control
Stone, Suzanne	I	HEAD OF CLIENT SERVICE, GUGGENHEIM PRIVATE INVESTMENTS, LLC	NA	Control
Stone, Suzanne	I	HEAD OF CLIENT SERVICE, GUGGENHEIM PRIVATE INVESTMENTS, LLC	NA	Control
Stone, Suzanne	I	HEAD OF CLIENT SERVICE, GUGGENHEIM PRIVATE INVESTMENTS, LLC	NA	Control
Stone, Suzanne	I	HEAD OF CLIENT SERVICE, GUGGENHEIM PRIVATE INVESTMENTS, LLC	NA	Control
Stone, Suzanne	I	HEAD OF CLIENT SERVICE, GUGGENHEIM PRIVATE INVESTMENTS, LLC	NA	Control
GI HOLDCO II LLC	DE	MEMBER	E	Control
GUGGENHEIM PRIVATE INVESTMENTS HOLDINGS, LLC	DE	MEMBER	E	Control
GUGGENHEIM PRIVATE INVESTMENTS HOLDINGS, LLC	DE	MEMBER	E	Control
GUGGENHEIM PRIVATE INVESTMENTS HOLDINGS, LLC	DE	MEMBER	E	Control
GUGGENHEIM PRIVATE INVESTMENTS HOLDINGS, LLC	DE	MEMBER	E	Control
GUGGENHEIM PRIVATE INVESTMENTS HOLDINGS, LLC	DE	MEMBER	E	Control
GUGGENHEIM PRIVATE INVESTMENTS HOLDINGS, LLC	DE	MEMBER	E	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAGE ASSETS, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAGE ASSETS, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAGE ASSETS, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAGE ASSETS, INC.	E	Control
GI HOLDCO II LLC	DE	GIH BORROWER, LLC	E	Control
GI HOLDCO II LLC	DE	GIH BORROWER, LLC	E	Control
GI HOLDCO II LLC	DE	GIH BORROWER, LLC	E	Control
GIH BORROWER, LLC	DE	GIH PARENT, LLC	E	Control
GIH BORROWER, LLC	DE	GIH PARENT, LLC	E	Control
GIH BORROWER, LLC	DE	GIH PARENT, LLC	E	Control
GIH PARENT, LLC	DE	GUGGENHEIM INVESTMENT HOLDINGS, LLC	E	Control
GIH PARENT, LLC	DE	GUGGENHEIM INVESTMENT HOLDINGS, LLC	E	Control
GIH PARENT, LLC	DE	GUGGENHEIM INVESTMENT HOLDINGS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM INVESTMENT HOLDINGS, LLC	DE	GUGGENHEIM PRIVATE INVESTMENTS HOLDINGS, LLC	E	Control
GUGGENHEIM INVESTMENT HOLDINGS, LLC	DE	GUGGENHEIM PRIVATE INVESTMENTS HOLDINGS, LLC	E	Control
GUGGENHEIM INVESTMENT HOLDINGS, LLC	DE	GUGGENHEIM PRIVATE INVESTMENTS HOLDINGS, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GI HOLDCO II LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GI HOLDCO II LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GI HOLDCO II LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GI HOLDCO II LLC	E	Control
SAMMONS CORPORATION	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS CORPORATION	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS CORPORATION	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS CORPORATION	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	SAMMONS CORPORATION	E	Control
SAMMONS ENTERPRISES, INC.	DE	SAMMONS CORPORATION	E	Control
SAMMONS ENTERPRISES, INC.	DE	SAMMONS CORPORATION	E	Control
SAMMONS ENTERPRISES, INC.	DE	SAMMONS CORPORATION	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control

Registrations

Federal

May 14, 2025 REGISTERED

Notice Filings (52)

AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VI VT WA WI WV

Address

330 MADISON AVENUE
10TH FLOOR
NEW YORK, NY 10017
United States

Phone: 1-212-739-0700