WALTON FINANCIAL
CRD #331634 SEC #801-130481 BIRMINGHAM, AL (205) 871-0154
SEC Registered
Total AUM
$160.8M
Discretionary
$160.8M
Employees
4
Clients
26
Accounts
524
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Alabama
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 5, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| WALTON, SCOTT, ANDREW | I | SOLE LLC MEMBER, PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| WALTON, SCOTT, ANDREW | I | SOLE LLC MEMBER, PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| WALTON, SCOTT, ANDREW | I | CHIEF COMPLIANCE OFFICER | E | Control |
| WALTON, SCOTT, ANDREW | I | SOLE LLC MEMBER, PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| WALTON, SCOTT, ANDREW | I | SOLE LLC MEMBER, PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Sep 5, 2025 REGISTERED
Notice Filings (7)
AL FL GA LA NC TN TX
Address
2564 18TH STREET SOUTHBIRMINGHAM, AL 35209
United States
Phone: (205) 871-0154