PRESCOTT MANAGEMENT, INC.
Legal name: PRESCOTT TAX & WEALTH MANAGEMENT
CRD #331654 SEC #801-130803 SAN JUAN CAPISTRANO, CA 949-248-9815
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
2
Clients
0
Accounts
0
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 28, 2024
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| PRESCOTT, GRANT, DOUGLAS | I | CHIEF COMPLIANCE OFFICER AND DIRECTOR OF FINANCIAL PLANNING AND INVESTMENTS | NA | Control |
| PRESCOTT, GRANT, DOUGLAS | I | CHIEF COMPLIANCE OFFICER AND DIRECTOR OF FINANCIAL PLANNING AND INVESTMENTS | NA | Control |
| PRESCOTT, PETER, DOUGLAS | I | MANAGING MEMBER | E | Control |
| PRESCOTT, PETER, DOUGLAS | I | MANAGING MEMBER | E | Control |
Registrations
Federal
IA
Jun 28, 2024 REGISTERED
Notice Filings (1)
CA
Address
30950 RANCHO VIEJO ROADSUITE 100
SAN JUAN CAPISTRANO, CA 92675
United States
Phone: 949-248-9815