PLANWISER FINANCIAL, LLC
Legal name: PLANWISER FINANCIAL
CRD #331675 SEC #801-130873 COLORADO SPRINGS, CO 719-822-0808
SEC Registered
Total AUM
$134.1M
Discretionary
$134.1M
Employees
5
Clients
10
Accounts
907
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Colorado
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 8, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Top, Joel, Robert | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Top, Joel, Robert | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Top, Joel, Robert | I | PRESIDENT | E | Control |
| Top, Joel, Robert | I | PRESIDENT & CCO | E | Control |
| Top, Joel, Robert | I | PRESIDENT | E | Control |
| Top, Joel, Robert | I | PRESIDENT & CCO | E | Control |
| Top, Joel, Robert | I | PRESIDENT & CCO | E | Control |
Registrations
Federal
IA
Apr 8, 2025 REGISTERED
Notice Filings (6)
CA CO FL NE TX VA
Address
620 S CASCADE AVESUITE 300
COLORADO SPRINGS, CO 80903
United States
Phone: 719-822-0808