FUNDSTRAT CAPITAL LLC
Legal name: FUNDSTRAT CAPITAL
CRD #332163 SEC #801-131012 NEW YORK, NY 212-293-7132
SEC Registered
Total AUM
$901M
Discretionary
$901M
Employees
3
Clients
--
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 12, 2025
- Branch Offices
- 2
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LEE, THOMAS, JONG | I | CO-FOUNDER / MANAGING PARTNER | NA | Control |
| LEE, THOMAS, JONG | I | CO-FOUNDER / MANAGING PARTNER | NA | Control |
| LEE, THOMAS, JONG | I | CO-FOUNDER / MANAGING PARTNER | NA | Control |
| LEE, THOMAS, JONG | I | CO-FOUNDER / MANAGING PARTNER | NA | Control |
| MCDEVITT, JOHN, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | |
| MCDEVITT, JOHN, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCDEVITT, JOHN, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCDEVITT, JOHN, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | |
| QUINN, STEVEN, PAUL | I | MANAGING MEMBER | NA | Control |
| QUINN, STEVEN, PAUL | I | MANAGING MEMBER | NA | Control |
| QUINN, STEVEN, PAUL | I | MANAGING MEMBER | NA | Control |
| XUAN, XIAOFENG | I | MEMBER | NA | Control |
| XUAN, XIAOFENG | I | MEMBER | NA | Control |
| XUAN, XIAOFENG | I | MEMBER | NA | Control |
| XUAN, XIAOFENG | I | MEMBER | NA | Control |
| TLJB LLC | DE | MEMBER | E | Control |
| TLJB LLC | DE | MEMBER | E | Control |
| TLJB LLC | DE | MEMBER | E | Control |
| TLJB LLC | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BAI, JOHN, SUNGHO | I | TLJB LLC | C | Control |
| BAI, JOHN, SUNGHO | I | TLJB LLC | C | Control |
| BAI, JOHN, SUNGHO | I | TLJB LLC | C | Control |
| LEE, THOMAS, JONG | I | TLJB LLC | C | Control |
| LEE, THOMAS, JONG | I | TLJB LLC | C | Control |
| LEE, THOMAS, JONG | I | TLJB LLC | C | Control |
Registrations
Federal
IA
Mar 12, 2025 REGISTERED
Notice Filings (1)
NY
Address
150 E 52ND ST3RD FLOOR
NEW YORK, NY 10022
United States
Phone: 212-293-7132