NN INVESTMENT ADVISORY, LLC
CRD #332240 SEC #801-130797 SANTA BARBARA, CA 917-673-2324
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
1
Clients
0
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 27, 2024
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Neal, Nuthira | I | CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR | E | Control |
| Neal, Nuthira | I | CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR | E | Control |
| Neal, Nuthira | I | CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR | E | Control |
| Neal, Nuthira | I | CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR | E | Control |
| Neal, Nuthira | I | CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR | E | Control |
| Neal, Nuthira | I | CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR | E | Control |
| Neal, Nuthira | I | CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR | E | Control |
| Neal, Nuthira | I | CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR | E | Control |
Registrations
Federal
IA
Jun 27, 2024 REGISTERED
Notice Filings (2)
CA TX
Address
438 EL SUENO ROADSANTA BARBARA, CA 93110
United States
Phone: 917-673-2324