UNITING WEALTH PARTNERS LLC
Legal name: UNITING WEALTH PARTNERS
CRD #332317 SEC #801-131215 DENVER, CO 479-364-0686
SEC Registered
Total AUM
$544.7M
Discretionary
$492.8M
Employees
11
Clients
0
Accounts
1,334
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 4, 2025
- Branch Offices
- 6
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HARRELL, KRISTY, SUE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HARRELL, KRISTY, SUE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HARRELL, KRISTY, SUE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HARRELL, KRISTY, SUE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HARRELL, KRISTY, SUE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HARRELL, KRISTY, SUE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HARRELL, KRISTY, SUE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HARRELL, KRISTY, SUE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUMMEL, JAY, WILLIAM | I | MANAGING DIRECTOR | NA | Control |
| HUMMEL, JAY, WILLIAM | I | MANAGING DIRECTOR | NA | Control |
| HUMMEL, JAY, WILLIAM | I | MANAGING DIRECTOR | NA | Control |
| HUMMEL, JAY, WILLIAM | I | MANAGING PARTNER | NA | Control |
| HUMMEL, JAY, WILLIAM | I | MANAGING DIRECTOR | NA | Control |
| HUMMEL, JAY, WILLIAM | I | MANAGING PARTNER | NA | Control |
| HUMMEL, JAY, WILLIAM | I | MANAGING PARTNER | NA | Control |
| HUMMEL, JAY, WILLIAM | I | MANAGING PARTNER | NA | Control |
| HUMMEL, JAY, WILLIAM | I | MANAGING PARTNER | NA | Control |
| HUMMEL, JAY, WILLIAM | I | MANAGING PARTNER | NA | Control |
| HUMMEL, JAY, WILLIAM | I | MANAGING PARTNER | NA | Control |
| HUMMEL, JAY, WILLIAM | I | MANAGING PARTNER | NA | Control |
| PHOENIX, JOHN, GRAHAM | I | MANAGING DIRECTOR | NA | Control |
| PHOENIX, JOHN, GRAHAM | I | MANAGING DIRECTOR | NA | Control |
| PHOENIX, JOHN, GRAHAM | I | MANAGING DIRECTOR | NA | Control |
| PHOENIX, JOHN, GRAHAM | I | MANAGING PARTNER | NA | Control |
| PHOENIX, JOHN, GRAHAM | I | MANAGING DIRECTOR | NA | Control |
| PHOENIX, JOHN, GRAHAM | I | MANAGING PARTNER | NA | Control |
| PHOENIX, JOHN, GRAHAM | I | MANAGING PARTNER | NA | Control |
| PHOENIX, JOHN, GRAHAM | I | MANAGING PARTNER | NA | Control |
| PHOENIX, JOHN, GRAHAM | I | MANAGING PARTNER | NA | Control |
| PHOENIX, JOHN, GRAHAM | I | MANAGING PARTNER | NA | Control |
| PHOENIX, JOHN, GRAHAM | I | MANAGING PARTNER | NA | Control |
| PHOENIX, JOHN, GRAHAM | I | MANAGING PARTNER | NA | Control |
| SWENDIMAN, MATTHEW, ASHLEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SWENDIMAN, MATTHEW, ASHLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SWENDIMAN, MATTHEW, ASHLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SWENDIMAN, MATTHEW, ASHLEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Shepherd, Scott, Henry | I | MANAGING DIRECTOR | NA | Control |
| Shepherd, Scott, Henry | I | MANAGING DIRECTOR | NA | Control |
| Shepherd, Scott, Henry | I | MANAGING DIRECTOR | NA | Control |
| Shepherd, Scott, Henry | I | MANAGING PARTNER | NA | Control |
| Shepherd, Scott, Henry | I | MANAGING DIRECTOR | NA | Control |
| Shepherd, Scott, Henry | I | MANAGING PARTNER | NA | Control |
| Shepherd, Scott, Henry | I | MANAGING PARTNER | NA | Control |
| Shepherd, Scott, Henry | I | MANAGING PARTNER | NA | Control |
| Shepherd, Scott, Henry | I | MANAGING PARTNER | NA | Control |
| Shepherd, Scott, Henry | I | MANAGING PARTNER | NA | Control |
| Shepherd, Scott, Henry | I | MANAGING PARTNER | NA | Control |
| Shepherd, Scott, Henry | I | MANAGING PARTNER | NA | Control |
| WEALTH ADVISOR GROWTH NETWORK | DE | OWNER | E | Control |
| WEALTH ADVISOR GROWTH NETWORK | DE | OWNER | E | Control |
| WEALTH ADVISOR GROWTH NETWORK | DE | OWNER | E | Control |
| WEALTH ADVISOR GROWTH NETWORK | DE | OWNER | E | Control |
| WEALTH ADVISOR GROWTH NETWORK | DE | OWNER | E | Control |
| WEALTH ADVISOR GROWTH NETWORK | DE | OWNER | E | Control |
| WEALTH ADVISOR GROWTH NETWORK | DE | OWNER | E | Control |
| WEALTH ADVISOR GROWTH NETWORK | DE | OWNER | E | Control |
| WEALTH ADVISOR GROWTH NETWORK | DE | OWNER | E | Control |
| WEALTH ADVISOR GROWTH NETWORK | DE | OWNER | E | Control |
| WEALTH ADVISOR GROWTH NETWORK | DE | OWNER | E | Control |
| WEALTH ADVISOR GROWTH NETWORK | DE | OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| JHMCE, LLC | DE | WEALTH ADVISOR GROWTH NETWORK | E | Control |
| JHMCE, LLC | DE | WEALTH ADVISOR GROWTH NETWORK | E | Control |
| JHMCE, LLC | DE | WEALTH ADVISOR GROWTH NETWORK | E | Control |
| JHMCE, LLC | DE | WEALTH ADVISOR GROWTH NETWORK | E | Control |
| JHMCE, LLC | DE | WEALTH ADVISOR GROWTH NETWORK | E | Control |
| HUMMEL, JAY, WILLIAM | I | JHMCE, LLC | D | Control |
| HUMMEL, JAY, WILLIAM | I | JHMCE, LLC | D | Control |
| HUMMEL, JAY, WILLIAM | I | JHMCE, LLC | D | Control |
| HUMMEL, JAY, WILLIAM | I | JHMCE, LLC | D | Control |
| HUMMEL, JAY, WILLIAM | I | JHMCE, LLC | D | Control |
| PHOENIX, JOHN, GRAHAM | I | JHMCE, LLC | D | Control |
| PHOENIX, JOHN, GRAHAM | I | JHMCE, LLC | D | Control |
| PHOENIX, JOHN, GRAHAM | I | JHMCE, LLC | D | Control |
| PHOENIX, JOHN, GRAHAM | I | JHMCE, LLC | D | Control |
| PHOENIX, JOHN, GRAHAM | I | JHMCE, LLC | D | Control |
Registrations
Federal
IA
Nov 4, 2025 REGISTERED
Notice Filings (12)
AR AZ FL KS LA MO NE NY OH OK SC TX
Address
240 SAINT PAUL STREETSUITE 300
DENVER, CO 80206
United States
Phone: 479-364-0686