RIA Intelligence

FTA ASSET MANAGEMENT, LLC

CRD #332377 SEC #801-131148 CHARLOTTE, NC 704-926-2453
SEC Registered
Total AUM
$123.2M
Discretionary
$0
Employees
10
Clients
--
Accounts
7

Firm Details

Organization Type
Limited Liability Company
State of Formation
North Carolina
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Aug 21, 2025
Branch Offices
1

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BRUNNEMER, HEBER, KEITHICEO, CCONA Control
BRUNNEMER, HEBER, KEITHICEO, CCONA Control
BRUNNEMER, HEBER, KEITHICEO, CCONA Control
BRUNNEMER, HEBER, KEITHICEO, CCONA Control
BRUNNEMER, HEBER, KEITHICEO, CCONA Control
BRUNNEMER, HEBER, KEITHICEO, CCONA Control
Taylor, Tina, HudsonICFONA Control
Taylor, Tina, HudsonICFONA Control
Taylor, Tina, HudsonICFONA Control
Taylor, Tina, HudsonICFONA Control
Taylor, Tina, HudsonICFONA Control
Taylor, Tina, HudsonICFONA Control
BRUNNEMER & CODEMEMBERD Control
BRUNNEMER & CODEMEMBERD Control
BRUNNEMER & CODEMEMBERD Control
BRUNNEMER & CODEMEMBERD Control
BRUNNEMER & CODEMEMBERD Control
BRUNNEMER & CODEMEMBERD Control
FTA1,LLCDEMEMBERD Control
FTA1,LLCDEMEMBERD Control
FTA1,LLCDEMEMBERD Control
FTA1,LLCDEMEMBERD Control
FTA1,LLCDEMEMBERD Control
FTA1,LLCDEMEMBERD Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
BRUNNEMER, HEBER, KEITHIBRUNNEMER CHILDREN'S GST INVESTMENT TRUST DTD 12/20/01F Control
BRUNNEMER, HEBER, KEITHIHKBIII GST TRUST U/A/D SEPTEMBER 5, 2018F Control
BRUNNEMER, HEBER, KEITHIBRUNNEMER CHILDREN'S GST INVESTMENT TRUST DTD 12/20/01F Control
BRUNNEMER, HEBER, KEITHIBRUNNEMER CHILDREN'S GST INVESTMENT TRUST DTD 12/20/01F Control
BRUNNEMER, HEBER, KEITHIHKBIII GST TRUST U/A/D SEPTEMBER 5, 2018F Control
Hattenhauer, Paul, McDonaldIBRUNNEMER CHILDREN'S GST INVESTMENT TRUST DTD 12/20/01F Control
Hattenhauer, Paul, McDonaldIHKBIII GST TRUST U/A/D SEPTEMBER 5, 2018F Control
Hattenhauer, Paul, McDonaldIBRUNNEMER CHILDREN'S GST INVESTMENT TRUST DTD 12/20/01F Control
Hattenhauer, Paul, McDonaldIHKBIII GST TRUST U/A/D SEPTEMBER 5, 2018F Control
GOLDSMITH, JAMES, WALTERIFTA1,LLCE Control
GOLDSMITH, JAMES, WALTERIFTA1,LLCE Control
GOLDSMITH, JAMES, WALTERIFTA1,LLCE Control
BRUNNEMER CHILDREN'S GST INVESTMENT TRUST DTD 12/20/01DEBRUNNEMER & COD Control
BRUNNEMER CHILDREN'S GST INVESTMENT TRUST DTD 12/20/01DEBRUNNEMER & COD Control
BRUNNEMER CHILDREN'S GST INVESTMENT TRUST DTD 12/20/01DEBRUNNEMER & COD Control
HKBIII GST TRUST U/A/D SEPTEMBER 5, 2018DEBRUNNEMER & COC Control
HKBIII GST TRUST U/A/D SEPTEMBER 5, 2018DEBRUNNEMER & COC Control
HKBIII GST TRUST U/A/D SEPTEMBER 5, 2018DEBRUNNEMER & COC Control

Registrations

Federal

IA
Aug 21, 2025 REGISTERED

Notice Filings (2)

MD NC

Address

6101 CARNEGIE BLVD
SUITE 210
CHARLOTTE, NC 28209
United States
Phone: 704-926-2453