PEAK WEALTH MANAGEMENT LLC
Legal name: PEAK WEALTH MANAGEMENT
CRD #332411 SEC #801-130972 SARATOGA SPRINGS, NY 518-441-2285
SEC Registered
Total AUM
$26M
Discretionary
$26M
Employees
1
Clients
26
Accounts
81
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 5, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Cox, James, Thomas | I | FOUNDER AND CHIEF COMPLIANCE OFFICER | E | Control |
| Cox, James, Thomas | I | FOUNDER AND CHIEF COMPLIANCE OFFICER | E | Control |
| Cox, James, Thomas | I | FOUNDER AND CHIEF COMPLIANCE OFFICER | E | Control |
| Cox, James, Thomas | I | FOUNDER AND CHIEF COMPLIANCE OFFICER | E | Control |
| Cox, James, Thomas | I | FOUNDER AND CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Feb 5, 2025 REGISTERED
Notice Filings (1)
NY
Address
125 HIGH ROCK AVENUESUITE 104
SARATOGA SPRINGS, NY 12866
United States
Phone: 518-441-2285